Data / Investment advisers / Ohio / Cox & Cook Wealth Advisors
Cox & Cook Wealth Advisors, Dublin, OH: $120 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Cox & Cook Wealth Advisors is an SEC registered investment adviser with its main office in Dublin, Ohio and reports $120 million in regulatory assets under management in its Form ADV filed May 27, 2026. Its clients include high net worth individuals and individuals. It is paid through a percentage of assets under management.
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- Registration
- SEC registered investment adviser
- CRD number
- 173691
- SEC file number
- 801-135926
- SEC status
- Approved, effective April 24, 2026
- Legal name
- Cox Financial Group Inc
- Main office
- 53 North High Street Suite A1, Dublin, OH 43017
- Phone
- (614) 764-2366
- Website
- plans2retire.com
- Regulatory AUM
- $119,548,123 in the Form ADV filed May 27, 2026
- Discretionary AUM
- $108,487,112
- Non discretionary AUM
- $11,061,011
- Accounts
- 563
- Employees
- 4, of which 2 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management
- Other offices
- 1
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- May 27, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 63 | $81 million |
| Individuals (other than high net worth individuals) | 160 | $38.5 million |
Other advisers in Dublin
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| The Pension Group | Dublin | $182.4 million | Not listed | adviserinfo.sec.gov |
| Safe Harbor Wealth Advisors, LLC | Dublin | $167.2 million | Not listed | adviserinfo.sec.gov |
| Compass Financial Group, Inc. | Dublin | $148.8 million | Not listed | adviserinfo.sec.gov |
| Egsi Investment Management | Dublin | $144.7 million | Not listed | adviserinfo.sec.gov |
| Columbus Street Wealth Management, LLC | Dublin | $144.5 million | Not listed | adviserinfo.sec.gov |
| Capstone Wealth Partners | Dublin | $114.9 million | Not listed | adviserinfo.sec.gov |
| JRP Capital Corp | Dublin | $108.5 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Dublin, OH
- Investment advisers in Ohio
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Cox & Cook Wealth Advisors on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.