Data / Investment advisers / Ohio / Safe Harbor Wealth Advisors, LLC
Safe Harbor Wealth Advisors, LLC, Dublin, OH: $167 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Safe Harbor Wealth Advisors, LLC is an SEC registered investment adviser with its main office in Dublin, Ohio and reports $167 million in regulatory assets under management in its Form ADV filed April 10, 2026. Its clients include individuals and high net worth individuals. It is paid through a percentage of assets under management, fixed fees and other fees.
The request: Watch Safe Harbor Wealth Advisors, LLC (CRD number 284613): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 284613
- SEC file number
- 801-129860
- SEC status
- Approved, effective April 9, 2024
- Main office
- 6099 Frantz Road, Dublin, OH 43017
- Phone
- (614) 760-0670
- Website
- safeharboroh.net
- Regulatory AUM
- $167,200,727 in the Form ADV filed April 10, 2026
- Discretionary AUM
- $161,077,849
- Non discretionary AUM
- $6,122,878
- Accounts
- 1,085
- Employees
- 3, of which 3 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, fixed fees, other fees
- Other offices
- 1
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- April 10, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Individuals (other than high net worth individuals) | 428 | $108.5 million |
| High net worth individuals | 37 | $58.7 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| May 1, 2026 | $167.2 million | April 10, 2026 |
| March 2, 2026 | $165.4 million | February 10, 2026 |
| December 1, 2025 | $162.7 million | November 10, 2025 |
Other advisers in Dublin
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Consolidated Financial | Dublin | $588.7 million | Not listed | adviserinfo.sec.gov |
| Golden Reserve Retirement, LLC | Dublin | $544.3 million | Not listed | adviserinfo.sec.gov |
| Leclair Wealth Partners | Dublin | $363 million | Not listed | adviserinfo.sec.gov |
| Retirement Strategies, LTD. | Dublin | $272.7 million | Not listed | adviserinfo.sec.gov |
| The Pension Group | Dublin | $182.4 million | Not listed | adviserinfo.sec.gov |
| Compass Financial Group, Inc. | Dublin | $148.8 million | Not listed | adviserinfo.sec.gov |
| Egsi Investment Management | Dublin | $144.7 million | Not listed | adviserinfo.sec.gov |
| Columbus Street Wealth Management, LLC | Dublin | $144.5 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Dublin, OH
- Investment advisers in Ohio
- Advisers with $100 million to $500 million in AUM
- Advisers serving individuals
- Advisers serving high net worth individuals
- Safe Harbor Wealth Advisors, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.