Data / Investment advisers / Ohio / Retirement Strategies, LTD.
Retirement Strategies, LTD., Dublin, OH: $273 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Retirement Strategies, LTD. is an SEC registered investment adviser with its main office in Dublin, Ohio and reports $273 million in regulatory assets under management in its Form ADV filed April 1, 2026. Its clients include high net worth individuals, individuals and corporations and other businesses. It is paid through a percentage of assets under management, hourly charges and fixed fees.
The request: Watch Retirement Strategies, LTD. (CRD number 163701): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 163701
- SEC file number
- 801-112738
- SEC status
- Approved, effective April 2, 2018
- Main office
- 5060 Parkcenter Ave. Suite a, Dublin, OH 43017
- Phone
- (614) 799-8668
- Regulatory AUM
- $272,729,463 in the Form ADV filed April 1, 2026
- Discretionary AUM
- $266,012,653
- Non discretionary AUM
- $6,716,810
- Accounts
- 1,003
- Employees
- 10, of which 5 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Form ADV Item 11 disclosures
- Reported: other federal, state or foreign regulatory actions
- Latest Form ADV filing
- April 1, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 75 | $146.2 million |
| Individuals (other than high net worth individuals) | 337 | $118.8 million |
| Corporations or other businesses | 2 | $3.9 million |
| Pension and profit sharing plans | 4 | $3.1 million |
| Charitable organizations | 1 | $839,233 |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| March 2, 2026 | $272.7 million | February 19, 2026 |
| December 1, 2025 | $242.9 million | October 16, 2025 |
Other advisers in Dublin
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Advanced Asset Management Advisors, Inc. | Dublin | $651.3 million | Not listed | adviserinfo.sec.gov |
| Keeler & Nadler Family Wealth | Dublin | $609.9 million | Not listed | adviserinfo.sec.gov |
| Consolidated Financial | Dublin | $588.7 million | Not listed | adviserinfo.sec.gov |
| Golden Reserve Retirement, LLC | Dublin | $544.3 million | Not listed | adviserinfo.sec.gov |
| Leclair Wealth Partners | Dublin | $363 million | Not listed | adviserinfo.sec.gov |
| The Pension Group | Dublin | $182.4 million | Not listed | adviserinfo.sec.gov |
| Safe Harbor Wealth Advisors, LLC | Dublin | $167.2 million | Not listed | adviserinfo.sec.gov |
| Compass Financial Group, Inc. | Dublin | $148.8 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Dublin, OH
- Investment advisers in Ohio
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Retirement Strategies, LTD. on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.