Data / Investment advisers / Rhode Island / Blue Chip Financial Advisors, LLC
Blue Chip Financial Advisors, LLC, East Providence, RI: $104 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Blue Chip Financial Advisors, LLC is an SEC registered investment adviser with its main office in East Providence, Rhode Island and reports $104 million in regulatory assets under management in its Form ADV filed August 19, 2026. Its clients include high net worth individuals and individuals. It is paid through a percentage of assets under management, hourly charges and fixed fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 119510
- SEC file number
- 801-137054
- SEC status
- Approved, effective August 14, 2026
- Main office
- 34 Hemingway Drive, East Providence, RI 02915
- Phone
- (401) 435-4239
- Website
- bcfa.net
- Regulatory AUM
- $104,069,000 in the Form ADV filed August 19, 2026
- Non discretionary AUM
- $104,069,000
- Accounts
- 342
- Employees
- 5, of which 5 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Other offices
- 4
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- August 19, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 25 | $59.9 million |
| Individuals (other than high net worth individuals) | 153 | $44.2 million |
Other advisers in Rhode Island
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Bountiful Investment Management LLC | Rumford | $160.5 million | Not listed | adviserinfo.sec.gov |
| Alpha Dog Advisors, Ruff | Cranston | $153.6 million | Not listed | adviserinfo.sec.gov |
| Sheeley & Partners Wealth Management, LLC | Providence | $131.3 million | Not listed | adviserinfo.sec.gov |
| CB Capital LLC | North Smithfield | $124.5 million | Not listed | adviserinfo.sec.gov |
| Ncu Investment Solutions | Smithfiled | $107.6 million | Not listed | adviserinfo.sec.gov |
| Balanced Wealth Management, LLC. | West Warwick | $102 million | Not listed | adviserinfo.sec.gov |
| Transwestern Capital Advisors, LLC | Newport | $73.7 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Rhode Island
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Blue Chip Financial Advisors, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.