Data / Investment advisers / Rhode Island / Alpha Dog Advisors, Ruff
Alpha Dog Advisors, Ruff, Cranston, RI: $154 million AUM, SEC registered investment adviser
Alpha Dog Advisors, Ruff is an SEC registered investment adviser with its main office in Cranston, Rhode Island and reports $154 million in regulatory assets under management in its Form ADV filed August 10, 2026. Its clients include high net worth individuals, individuals and insurance companies. It is paid through a percentage of assets under management and other fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 152001
- SEC file number
- 801-122502
- SEC status
- Approved, effective October 8, 2021
- Legal name
- Gea Sphere, LLC
- Main office
- 1050 Reservoir Ave, Cranston, RI 02910
- Phone
- (401) 351-4900
- Regulatory AUM
- $153,574,000 in the Form ADV filed August 10, 2026
- Discretionary AUM
- $142,574,000
- Non discretionary AUM
- $11,000,000
- Accounts
- 618
- Employees
- 3, of which 2 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, other fees
- Other offices
- 1
- Form ADV Item 11 disclosures
- Reported: SEC or CFTC regulatory actions
- Latest Form ADV filing
- August 10, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 75 | $95 million |
| Individuals (other than high net worth individuals) | 246 | $47.6 million |
| Insurance companies | 2 | $8.5 million |
| Other investment advisers | 1 | $2.5 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $153.6 million | March 24, 2026 |
| December 1, 2025 | $131.4 million | March 25, 2025 |
Other advisers in Rhode Island
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| D & P Investment Advisors, LTD. | Wakefield | $197.8 million | Not listed | adviserinfo.sec.gov |
| Eliot Rose Wealth Management, LLC | Providence | $186.3 million | Not listed | adviserinfo.sec.gov |
| Breachway Investments, LLC | Charlestown | $164.9 million | Not listed | adviserinfo.sec.gov |
| Have RIA, Inc. | Providence | $160.8 million | Not listed | adviserinfo.sec.gov |
| Bountiful Investment Management LLC | Rumford | $160.5 million | Not listed | adviserinfo.sec.gov |
| Sheeley & Partners Wealth Management, LLC | Providence | $131.3 million | Not listed | adviserinfo.sec.gov |
| CB Capital LLC | North Smithfield | $124.5 million | Not listed | adviserinfo.sec.gov |
| Ncu Investment Solutions | Smithfiled | $107.6 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Rhode Island
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Alpha Dog Advisors, Ruff on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.