Data / Investment advisers / Rhode Island / CB Capital LLC
CB Capital LLC, North Smithfield, RI: $124 million AUM, SEC registered investment adviser
CB Capital LLC is an SEC registered investment adviser with its main office in North Smithfield, Rhode Island and reports $124 million in regulatory assets under management in its Form ADV filed September 4, 2026. Its clients include high net worth individuals and individuals. It is paid through a percentage of assets under management, hourly charges and fixed fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 300200
- SEC file number
- 801-136860
- SEC status
- Approved, effective August 27, 2026
- Main office
- 949 Eddie Dowling Highway, North Smithfield, RI 02896
- Phone
- (401) 768-3361
- Website
- cbcapitalllc.com
- Regulatory AUM
- $124,458,300 in the Form ADV filed September 4, 2026
- Discretionary AUM
- $123,925,035
- Non discretionary AUM
- $533,265
- Accounts
- 188
- Employees
- 1, of which 1 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Other offices
- 1
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- September 4, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 43 | $121.1 million |
| Individuals (other than high net worth individuals) | 18 | $3.3 million |
Other advisers in Rhode Island
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Breachway Investments, LLC | Charlestown | $164.9 million | Not listed | adviserinfo.sec.gov |
| Have RIA, Inc. | Providence | $160.8 million | Not listed | adviserinfo.sec.gov |
| Bountiful Investment Management LLC | Rumford | $160.5 million | Not listed | adviserinfo.sec.gov |
| Alpha Dog Advisors, Ruff | Cranston | $153.6 million | Not listed | adviserinfo.sec.gov |
| Sheeley & Partners Wealth Management, LLC | Providence | $131.3 million | Not listed | adviserinfo.sec.gov |
| Ncu Investment Solutions | Smithfiled | $107.6 million | Not listed | adviserinfo.sec.gov |
| Blue Chip Financial Advisors, LLC | East Providence | $104.1 million | Not listed | adviserinfo.sec.gov |
| Balanced Wealth Management, LLC. | West Warwick | $102 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Rhode Island
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- CB Capital LLC on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.