Data / Investment advisers / Rhode Island / Transwestern Capital Advisors, LLC
Transwestern Capital Advisors, LLC, Newport, RI: $73.7 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Transwestern Capital Advisors, LLC is an SEC registered investment adviser with its main office in Newport, Rhode Island and reports $73.7 million in regulatory assets under management in its Form ADV filed March 31, 2026. Its clients include investment companies. It is paid through a percentage of assets under management and fixed fees.
The request: Watch Transwestern Capital Advisors, LLC (CRD number 141605): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 141605
- SEC file number
- 801-67113
- SEC status
- Approved, effective August 25, 2006
- Legal name
- Dekoning and Company, LLC
- Main office
- 37 Bellevue Avenue, Newport, RI 02840
- Phone
- (800) 997-0718
- Website
- transwestcap.com
- Regulatory AUM
- $73,678,904 in the Form ADV filed March 31, 2026
- Discretionary AUM
- $73,678,904
- Accounts
- 1
- Employees
- 1, of which 1 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, fixed fees
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 31, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Investment companies | 1 | $73.7 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $73.7 million | March 31, 2026 |
| December 1, 2025 | $74.1 million | May 13, 2025 |
Other advisers in Rhode Island
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Sheeley & Partners Wealth Management, LLC | Providence | $131.3 million | Not listed | adviserinfo.sec.gov |
| CB Capital LLC | North Smithfield | $124.5 million | Not listed | adviserinfo.sec.gov |
| Ncu Investment Solutions | Smithfiled | $107.6 million | Not listed | adviserinfo.sec.gov |
| Blue Chip Financial Advisors, LLC | East Providence | $104.1 million | Not listed | adviserinfo.sec.gov |
| Balanced Wealth Management, LLC. | West Warwick | $102 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Rhode Island
- Advisers with $50 million to $100 million in AUM
- Advisers serving investment companies
- Transwestern Capital Advisors, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.