Data / Investment advisers / $500 million to $1 billion in AUM / Oregon
Investment advisers in Oregon with $500 million to $1 billion in AUM: 25 firms
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
25 SEC registered investment advisers in Oregon report between $500 million and $1 billion in regulatory assets under management, $18.2 billion in all, in the SEC's Form ADV file of November 2, 2026. The largest is Roehl & Yi Investment Advisors, LLC with $959 million.
The request: Every investment adviser in Oregon with AUM in the range $500 million to $1 billion, with phone and website. $10 of work on sign-up, no card.
SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.
- 25Advisers
- 25SEC registered
- $18.2 billionTotal AUM
- 25Advisers over $100 million
- 5Manage private funds
- November 2, 2026File date
Largest advisers by AUM
Ranked by regulatory AUM, then by private funds. Each row links to the firm page where it has one, and to its SEC record.
| Adviser | City | AUM | Accounts | Employees | Private funds | Phone | Website | Source |
|---|---|---|---|---|---|---|---|---|
| Roehl & Yi Investment Advisors, LLC | Eugene | $959.4 million | 1,683 | 16 | Not listed | (541) 683-2085 | roehl-yi.com | adviserinfo.sec.gov |
| Auxier Asset Management | Aurora | $946.1 million | 506 | 11 | Not listed | (503) 885-8807 | auxierasset.com | adviserinfo.sec.gov |
| Keudell Morrison Wealth Management, LLC | Salem | $921.5 million | 2,083 | 11 | Not listed | (971) 209-4500 | keudellmorrisonwm.com | adviserinfo.sec.gov |
| Horst & Graben Wealth Management, LLC | Portland | $920.1 million | 3,442 | 10 | Not listed | (503) 342-8900 | horstandgrabenwealth.com | adviserinfo.sec.gov |
| Mengis Capital Management, Inc. | Portland | $903.5 million | 766 | 7 | Not listed | (503) 916-0776 | mengiscapital.com | adviserinfo.sec.gov |
| CGC Financial Services | Lake Oswego | $875.8 million | 3,103 | 13 | Not listed | (503) 670-1958 | cgcfinancialservices.com | adviserinfo.sec.gov |
| Green Cities Investment Management, LLC | Portland | $875 million | 4 | 16 | 4 | (503) 299-6000 | gerdingedlen.com | adviserinfo.sec.gov |
| NBC Capital Advisors | Beaverton | $847.5 million | 2,272 | 5 | Not listed | (503) 683-7727 | nbccapitaladvisors.com | adviserinfo.sec.gov |
| RVK, Inc. | Portland | $827.9 million | 35 | 127 | Not listed | (503) 221-4200 | adviserinfo.sec.gov | |
| Efg Asset Management (North America) Corp | Portland | $808.9 million | 15 | 5 | Not listed | (503) 889-5210 | adviserinfo.sec.gov | |
| Progressive Investment Management Corporation | Lake Oswego | $758.3 million | 473 | 8 | Not listed | (503) 224-7828 | adviserinfo.sec.gov | |
| Allium Financial Advisors, LLC | Lake Oswego | $733.5 million | 934 | 10 | Not listed | (877) 487-6860 | alliumfinancial.com | adviserinfo.sec.gov |
| Preisz Financial | Portland | $701.7 million | 352 | 10 | Not listed | (503) 224-1600 | preisz.com | adviserinfo.sec.gov |
| Von Borstel & Associates | The Dalles | $680.2 million | 2,070 | 11 | Not listed | (541) 296-6669 | adviserinfo.sec.gov | |
| Efm Investments & Advisory LLC | Portland | $680 million | 9 | 13 | 7 | (503) 467-0829 | efmi.com | adviserinfo.sec.gov |
| Veridan Wealth | West Linn | $667.2 million | 724 | 5 | Not listed | (503) 946-9733 | adviserinfo.sec.gov | |
| Acm Management Company, LLC | Portland | $650.1 million | 2 | 18 | 2 | (971) 420-1871 | agriculturecapital.com | adviserinfo.sec.gov |
| Equilibrium Capital Investment Management , LLC | Portland | $642.6 million | 4 | 16 | 4 | (971) 352-8430 | adviserinfo.sec.gov | |
| Peregrine Asset Advisers, Inc. | Portland | $611 million | 476 | 8 | Not listed | (503) 459-4651 | peregrineaa.com | adviserinfo.sec.gov |
| Northwest Quadrant Wealth Management | Bend | $579.7 million | 1,771 | 3 | Not listed | (541) 388-9888 | northwestquadrantwealth.com | adviserinfo.sec.gov |
| Pinnacle Wealth Advisors | Clackamas | $549.7 million | 2,956 | 21 | Not listed | (503) 654-5100 | adviserinfo.sec.gov | |
| Headwater Investment Consulting,Inc. | McMinnville | $543 million | 1,544 | 7 | Not listed | (503) 565-2100 | adviserinfo.sec.gov | |
| Northmarq Fund Management, LLC | Lake Oswego | $541.3 million | 8 | 18 | Not listed | (503) 952-0700 | northmarq.com | adviserinfo.sec.gov |
| 801 West Capital Management, LLC | Lake Oswego | $515.9 million | 6 | 4 | 4 | (503) 548-1730 | 801westllc.com | adviserinfo.sec.gov |
| Etesian Wealth Advisors, Inc. | West Linn | $503.3 million | 936 | 8 | Not listed | (503) 387-3615 | adviserinfo.sec.gov |
Also on SpecStream
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.