Data / Investment advisers / Oregon / Northmarq Fund Management, LLC
Northmarq Fund Management, LLC, Lake Oswego, OR: $541 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Northmarq Fund Management, LLC is an SEC registered investment adviser with its main office in Lake Oswego, Oregon and reports $541 million in regulatory assets under management in its Form ADV filed October 16, 2026. Its clients include pooled investment vehicles and investment companies. It is paid through a percentage of assets under management, performance based fees and other fees.
The request: Watch Northmarq Fund Management, LLC (CRD number 150703): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 150703
- SEC file number
- 801-70494
- SEC status
- Approved, effective September 4, 2009
- Main office
- 4949 Meadows Road Suite 490, Lake Oswego, OR 97035
- Phone
- (503) 952-0700
- Website
- northmarq.com
- Regulatory AUM
- $541,267,495 in the Form ADV filed October 16, 2026
- Discretionary AUM
- $534,467,495
- Non discretionary AUM
- $6,800,000
- Accounts
- 8
- Employees
- 18, of which 7 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, performance based fees, other fees
- Other offices
- 5
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- October 16, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 8 | $541.3 million |
| Investment companies | 1 | Not listed |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $541.3 million | March 30, 2026 |
| December 1, 2025 | $491.7 million | March 21, 2025 |
Other advisers in Lake Oswego
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Aerodigm Wealth LLC | Lake Oswego | $1.46 billion | Not listed | adviserinfo.sec.gov |
| Cedar Mountain Advisors, LLC | Lake Oswego | $1.20 billion | Not listed | adviserinfo.sec.gov |
| CGC Financial Services | Lake Oswego | $875.8 million | Not listed | adviserinfo.sec.gov |
| Progressive Investment Management Corporation | Lake Oswego | $758.3 million | Not listed | adviserinfo.sec.gov |
| Allium Financial Advisors, LLC | Lake Oswego | $733.5 million | Not listed | adviserinfo.sec.gov |
| 801 West Capital Management, LLC | Lake Oswego | $515.9 million | 4 | adviserinfo.sec.gov |
| Pacific Ridge Capital Partners, LLC | Lake Oswego | $494.6 million | Not listed | adviserinfo.sec.gov |
| Retirement Consulting Group, Inc. | Lake Oswego | $457 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Lake Oswego, OR
- Investment advisers in Oregon
- Advisers with $500 million to $1 billion in AUM
- Advisers serving pooled investment vehicles
- Advisers serving investment companies
- Northmarq Fund Management, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.