Data / Investment advisers / Oregon / CGC Financial Services
CGC Financial Services, Lake Oswego, OR: $876 million AUM, SEC registered investment adviser
CGC Financial Services is an SEC registered investment adviser with its main office in Lake Oswego, Oregon and reports $876 million in regulatory assets under management in its Form ADV filed August 20, 2026. Its clients include high net worth individuals, individuals and charitable organizations. It is paid through a percentage of assets under management.
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- Registration
- SEC registered investment adviser
- CRD number
- 155446
- SEC file number
- 801-78845
- SEC status
- Approved, effective November 22, 2013
- Legal name
- CGC Financial Services, LLC
- Main office
- 5 Centerpointe Dr Suite 550, Lake Oswego, OR 97035
- Phone
- (503) 670-1958
- Website
- cgcfinancialservices.com
- Regulatory AUM
- $875,784,975 in the Form ADV filed August 20, 2026
- Discretionary AUM
- $856,106,449
- Non discretionary AUM
- $19,678,526
- Accounts
- 3,103
- Employees
- 13, of which 5 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- August 20, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 208 | $461.2 million |
| Individuals (other than high net worth individuals) | 932 | $388.2 million |
| Charitable organizations | 7 | $25.6 million |
| Corporations or other businesses | 3 | $899,462 |
| Pension and profit sharing plans | 1 | $638 |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $875.8 million | March 10, 2026 |
| December 1, 2025 | $737.3 million | August 6, 2025 |
Other advisers in Lake Oswego
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Jensen Investment Management Inc. | Lake Oswego | $6.48 billion | Not listed | adviserinfo.sec.gov |
| Human Investing | Lake Oswego | $2.22 billion | Not listed | adviserinfo.sec.gov |
| Quest Investment Management, LLC | Lake Oswego | $1.71 billion | Not listed | adviserinfo.sec.gov |
| Aerodigm Wealth LLC | Lake Oswego | $1.46 billion | Not listed | adviserinfo.sec.gov |
| Cedar Mountain Advisors, LLC | Lake Oswego | $1.20 billion | Not listed | adviserinfo.sec.gov |
| Progressive Investment Management Corporation | Lake Oswego | $758.3 million | Not listed | adviserinfo.sec.gov |
| Allium Financial Advisors, LLC | Lake Oswego | $733.5 million | Not listed | adviserinfo.sec.gov |
| Northmarq Fund Management, LLC | Lake Oswego | $541.3 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Lake Oswego, OR
- Investment advisers in Oregon
- Advisers with $500 million to $1 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- CGC Financial Services on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.