Data / Investment advisers / Oregon / Efg Asset Management (North America) Corp
Efg Asset Management (North America) Corp, Portland, OR: $809 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Efg Asset Management (North America) Corp is an SEC registered investment adviser with its main office in Portland, Oregon and reports $809 million in regulatory assets under management in its Form ADV filed March 31, 2026. Its clients include pooled investment vehicles and other investment advisers. It is paid through a percentage of assets under management.
The request: Watch Efg Asset Management (North America) Corp (CRD number 313103): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 313103
- SEC file number
- 801-120586
- SEC status
- Approved, effective March 22, 2021
- Main office
- 1211 SW 5th Ave Suite 2840, Portland, OR 97204
- Phone
- (503) 889-5210
- Regulatory AUM
- $808,927,493 in the Form ADV filed March 31, 2026
- Discretionary AUM
- $806,060,035
- Non discretionary AUM
- $2,867,458
- Accounts
- 15
- Employees
- 5, of which 4 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management
- Other offices
- 1
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 31, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 3 | $806.1 million |
| Other investment advisers | 1 | $2.9 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $808.9 million | March 31, 2026 |
| December 1, 2025 | $743.8 million | March 27, 2025 |
Other advisers in Portland
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| M Financial Investment Advisers Inc | Portland | $1.01 billion | Not listed | adviserinfo.sec.gov |
| Horst & Graben Wealth Management, LLC | Portland | $920.1 million | Not listed | adviserinfo.sec.gov |
| Mengis Capital Management, Inc. | Portland | $903.5 million | Not listed | adviserinfo.sec.gov |
| Green Cities Investment Management, LLC | Portland | $875 million | 4 | adviserinfo.sec.gov |
| RVK, Inc. | Portland | $827.9 million | Not listed | adviserinfo.sec.gov |
| Preisz Financial | Portland | $701.7 million | Not listed | adviserinfo.sec.gov |
| Efm Investments & Advisory LLC | Portland | $680 million | 7 | adviserinfo.sec.gov |
| Acm Management Company, LLC | Portland | $650.1 million | 2 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Portland, OR
- Investment advisers in Oregon
- Advisers with $500 million to $1 billion in AUM
- Advisers serving pooled investment vehicles
- Advisers serving other investment advisers
- Efg Asset Management (North America) Corp on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.