Data / Investment advisers / Oregon / Headwater Investment Consulting,Inc.
Headwater Investment Consulting,Inc., McMinnville, OR: $543 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Headwater Investment Consulting,Inc. is an SEC registered investment adviser with its main office in McMinnville, Oregon and reports $543 million in regulatory assets under management in its Form ADV filed March 18, 2026. Its clients include high net worth individuals, individuals and charitable organizations. It is paid through a percentage of assets under management.
The request: Watch Headwater Investment Consulting,Inc. (CRD number 133009): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 133009
- SEC file number
- 801-64965
- SEC status
- Approved, effective November 29, 2005
- Main office
- 408 Se 1st St., McMinnville, OR 97128
- Phone
- (503) 565-2100
- Regulatory AUM
- $542,975,000 in the Form ADV filed March 18, 2026
- Discretionary AUM
- $523,571,000
- Non discretionary AUM
- $19,404,000
- Accounts
- 1,544
- Employees
- 7, of which 5 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 18, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 185 | $286 million |
| Individuals (other than high net worth individuals) | 403 | $207.3 million |
| Charitable organizations | 42 | $36.1 million |
| Corporations or other businesses | 19 | $13.1 million |
| Pension and profit sharing plans | Fewer than 5 | $477,000 |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $543 million | March 18, 2026 |
| December 1, 2025 | $466.3 million | February 3, 2025 |
Other advisers in Oregon
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Acm Management Company, LLC | Portland | $650.1 million | 2 | adviserinfo.sec.gov |
| Equilibrium Capital Investment Management , LLC | Portland | $642.6 million | 4 | adviserinfo.sec.gov |
| Peregrine Asset Advisers, Inc. | Portland | $611 million | Not listed | adviserinfo.sec.gov |
| Northwest Quadrant Wealth Management | Bend | $579.7 million | Not listed | adviserinfo.sec.gov |
| Pinnacle Wealth Advisors | Clackamas | $549.7 million | Not listed | adviserinfo.sec.gov |
| Northmarq Fund Management, LLC | Lake Oswego | $541.3 million | Not listed | adviserinfo.sec.gov |
| 801 West Capital Management, LLC | Lake Oswego | $515.9 million | 4 | adviserinfo.sec.gov |
| Etesian Wealth Advisors, Inc. | West Linn | $503.3 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Oregon
- Advisers with $500 million to $1 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Headwater Investment Consulting,Inc. on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.