Data / Investment advisers / Oregon / Von Borstel & Associates
Von Borstel & Associates, The Dalles, OR: $680 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Von Borstel & Associates is an SEC registered investment adviser with its main office in The Dalles, Oregon and reports $680 million in regulatory assets under management in its Form ADV filed March 20, 2026. Its clients include high net worth individuals, individuals and corporations and other businesses. It is paid through a percentage of assets under management, hourly charges and fixed fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 309746
- SEC file number
- 801-119041
- SEC status
- Approved, effective July 31, 2020
- Legal name
- Von Borstel & Associates, Inc.
- Main office
- 308 E 3rd Street, The Dalles, OR 97058
- Phone
- (541) 296-6669
- Regulatory AUM
- $680,192,461 in the Form ADV filed March 20, 2026
- Discretionary AUM
- $680,192,461
- Accounts
- 2,070
- Employees
- 11, of which 3 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Other offices
- 1
- Form ADV Item 11 disclosures
- Reported: other federal, state or foreign regulatory actions
- Latest Form ADV filing
- March 20, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 258 | $561.6 million |
| Individuals (other than high net worth individuals) | 241 | $118.5 million |
| Corporations or other businesses | 1 | $90,000 |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $680.2 million | March 20, 2026 |
| December 1, 2025 | $576.4 million | March 19, 2025 |
Other advisers in Oregon
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| RVK, Inc. | Portland | $827.9 million | Not listed | adviserinfo.sec.gov |
| Efg Asset Management (North America) Corp | Portland | $808.9 million | Not listed | adviserinfo.sec.gov |
| Progressive Investment Management Corporation | Lake Oswego | $758.3 million | Not listed | adviserinfo.sec.gov |
| Allium Financial Advisors, LLC | Lake Oswego | $733.5 million | Not listed | adviserinfo.sec.gov |
| Preisz Financial | Portland | $701.7 million | Not listed | adviserinfo.sec.gov |
| Efm Investments & Advisory LLC | Portland | $680 million | 7 | adviserinfo.sec.gov |
| Veridan Wealth | West Linn | $667.2 million | Not listed | adviserinfo.sec.gov |
| Acm Management Company, LLC | Portland | $650.1 million | 2 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Oregon
- Advisers with $500 million to $1 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Von Borstel & Associates on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.