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Data / Investment advisers / $1 billion to $10 billion in AUM / Illinois

Investment advisers in Illinois with $1 billion to $10 billion in AUM: 180 firms

Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.

180 SEC registered investment advisers in Illinois report between $1 billion and $10 billion in regulatory assets under management, $590 billion in all, in the SEC's Form ADV file of November 2, 2026. The largest is BMO Family Office, LLC with $10 billion.

The request: Every investment adviser in Illinois with AUM in the range $1 billion to $10 billion, with phone and website. $10 of work on sign-up, no card.

SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.

  • 180Advisers
  • 180SEC registered
  • $590 billionTotal AUM
  • 180Advisers over $100 million
  • 93Manage private funds
  • November 2, 2026File date

Largest advisers by AUM

Ranked by regulatory AUM, then by private funds. Each row links to the firm page where it has one, and to its SEC record.

AdviserCityAUMAccountsEmployeesPrivate fundsPhoneWebsiteSource
BMO Family Office, LLCChicago$9.99 billion5,10113026(650) 210-5042adviserinfo.sec.gov
Spiderrock Advisors, LLCChicago$9.83 billion4,48061Not listed(312) 847-0300spiderrockadvisors.comadviserinfo.sec.gov
Iht Wealth Management LLCChicago$9.80 billion25,536179Not listed(855) 295-2828adviserinfo.sec.gov
Walton Street Capital, L.L.C.Chicago$9.76 billion559255(312) 915-2800adviserinfo.sec.gov
Altair Advisers, LLCChicago$9.76 billion1,016751(312) 429-3000altairadvisers.comadviserinfo.sec.gov
Shore Capital PartnersChicago$9.26 billion4720248(312) 348-7572adviserinfo.sec.gov
Wynnchurch Capital, L.P.Rosemont$9.12 billion6475(847) 604-6100wynnchurch.comadviserinfo.sec.gov
Neuberger Berman Loan Advisers II LLCChicago$9.05 billion18318(312) 325-7700adviserinfo.sec.gov
Forum Financial Management, LPLombard$8.69 billion19,838143Not listed(630) 873-8520adviserinfo.sec.gov
Wind Point PartnersChicago$8.58 billion155015(312) 255-4800wppartners.comadviserinfo.sec.gov
Guggenheim Funds Distributors, LLCChicago$7.80 billion290245Not listed(312) 357-1007guggenheiminvestments.comadviserinfo.sec.gov
JMG Financial Group LTDDowners Grove$7.50 billion7,164103Not listed(630) 571-5252adviserinfo.sec.gov
Water Street Healthcare Partners, LLCChicago$7.49 billion164216(312) 506-2900adviserinfo.sec.gov
Chicago Partners Investment Group LLCChicago$7.47 billion9,147733(312) 284-6363adviserinfo.sec.gov
PPCChicago$7.21 billion9509(312) 447-6050ppcpartners.comadviserinfo.sec.gov
Chicago Pacific FoundersChicago$7.07 billion334632(312) 273-4750adviserinfo.sec.gov
Mesirow Financial Private Equity Advisors, Inc.Chicago$6.94 billion171918(312) 595-6000mesirowfinancial.comadviserinfo.sec.gov
Monroe Capital BDC Advisors, LLCChicago$6.71 billion3101Not listed(312) 258-8300adviserinfo.sec.gov
Vestgen Advisors, LLCChicago$6.67 billion22,790165Not listed(312) 237-4446adviserinfo.sec.gov
NXT Capital Investment Advisers, LLCChicago$6.65 billion2224216(312) 450-8000adviserinfo.sec.gov
G Squared Equity Management LPChicago$6.60 billion164216(312) 552-7160gsquared.comadviserinfo.sec.gov
Gem Realty CapitalChicago$6.28 billion256915(312) 915-2900adviserinfo.sec.gov
BMO Asset Management Corp.Chicago$6.18 billion21516(312) 461-4002adviserinfo.sec.gov
Antares Capital Credit Advisers LLCChicago$6.17 billion3466Not listed(312) 889-9920adviserinfo.sec.gov
Heitman Capital Management LLCChicago$6.09 billion132805(312) 855-5700heitman.comadviserinfo.sec.gov
Neuberger Berman Loan Advisers IV LLCChicago$6.07 billion13313(312) 325-7700adviserinfo.sec.gov
Mainstreet AdvisorsChicago$5.86 billion5,63626Not listed(312) 223-0270adviserinfo.sec.gov
Lasalle St. Investment Advisors, L.L.C.Elmhurst$5.74 billion14,284155Not listed(630) 600-0500adviserinfo.sec.gov
Oasis Investment Strategies LLCChicago$5.73 billion410Not listed(312) 373-5366rjoasis.comadviserinfo.sec.gov
PlanpilotChicago$5.58 billion2915Not listed(312) 973-4911adviserinfo.sec.gov
Crescent Grove AdvisorsLake Forest$5.50 billion38234Not listed(847) 752-0292crescentgroveadvisors.comadviserinfo.sec.gov
Calamos Wealth Management LLCNaperville$5.48 billion4,30851Not listed(630) 245-7200calamos.comadviserinfo.sec.gov
Aquatic Capital Management LLCChicago$5.43 billion4912(312) 858-6200aquatic.comadviserinfo.sec.gov
David Vaughan Investments, LLCPeoria$5.33 billion4,28848Not listed(309) 685-0033adviserinfo.sec.gov
Alera Investment Advisors, LLCDeerfield$5.29 billion4,077107Not listed(847) 457-3000aleragroup.comadviserinfo.sec.gov
Twin Bridge Capital Partners, LLCChicago$5.20 billion13229(312) 284-5600twinbridgecapital.comadviserinfo.sec.gov
TaikoChicago$5.09 billion122Not listed(312) 300-4781advisor-os.comadviserinfo.sec.gov
Oberweis Asset Management IncLisle$5.06 billion110311(630) 577-2300oberweis.netadviserinfo.sec.gov
Neuberger Berman Loan Advisers LLCChicago$4.93 billion13313(312) 325-7700adviserinfo.sec.gov
Chicago Capital, LLCChicago$4.82 billion2,31918Not listed(312) 429-2333adviserinfo.sec.gov
Brownson, Rehmus & Foxworth, Inc.Chicago$4.79 billion3,48926Not listed(312) 346-5850brfadvisors.comadviserinfo.sec.gov
Highpoint Planning PartnersDowners Grove$4.78 billion15,742106Not listed(630) 719-9222adviserinfo.sec.gov
Castleark Management LLCChicago$4.59 billion6628Not listed(312) 456-9682castleark.comadviserinfo.sec.gov
Waud Capital PartnersChicago$4.56 billion266524(312) 676-8400waudcapital.comadviserinfo.sec.gov
Evanston Capital Management, LLCEvanston$4.49 billion10286(847) 328-4961adviserinfo.sec.gov
Elementum Advisors, LLCChicago$4.48 billion273921(312) 281-4688adviserinfo.sec.gov
BluespruceChicago$4.45 billion7104(312) 533-3800bluesprucelp.comadviserinfo.sec.gov
Blue Owl Digital Infrastructure Trust Advisors LLCChicago$4.42 billion2130Not listed(212) 419-3000adviserinfo.sec.gov
Invesco Investment Advisers LLCDowners Grove$4.37 billion1,11627Not listed(713) 214-1919invesco.comadviserinfo.sec.gov
Waterton Investment Adviser, L.L.C.Chicago$4.33 billion1722612(312) 948-4500g.pageadviserinfo.sec.gov
Aaron Wealth AdvisorsChicago$4.29 billion1,67216Not listed(312) 506-5780aaronwealth.comadviserinfo.sec.gov
Channing Capital Management, LLCChicago$4.25 billion7820Not listed(312) 223-0211adviserinfo.sec.gov
Guggenheim InvestmentsChicago$4.12 billion35Not listed(312) 357-1007guggenheiminvestments.comadviserinfo.sec.gov
Performance WealthHinsdale$4.09 billion2,67315Not listed(630) 686-5715adviserinfo.sec.gov
Freeport Financial Partners LLCChicago$4.07 billion192414(312) 281-4600moelisassetmanagement.comadviserinfo.sec.gov
Promanage, LLCChicago$4.06 billion39Not listed(312) 456-0665adviserinfo.sec.gov
Attucks Asset Management, LLCChicago$3.86 billion1812Not listed(312) 422-9200adviserinfo.sec.gov
Forest Capital Management, LLCChicago$3.75 billion11811Not listed(312) 809-6010adviserinfo.sec.gov
Victory Park CapitalChicago$3.65 billion426026(312) 701-1777adviserinfo.sec.gov
Cressey & Company LPChicago$3.55 billion124712(312) 945-5700cresseyco.comadviserinfo.sec.gov
Retirement Plan Advisors, LLCChicago$3.54 billion10,03147Not listed(312) 701-1100retirementplanadvisors.comadviserinfo.sec.gov
Aris InvestingGlenview$3.31 billion91932Not listed(312) 910-2502arisinvesting.comadviserinfo.sec.gov
Security Capital Research & Management IncorporatedChicago$3.30 billion92173(312) 385-8320securitycapital.comadviserinfo.sec.gov
SBB Research Group LLCNorthbrook$3.26 billion11287(847) 656-1111adviserinfo.sec.gov
Mesirow Fiduciary Solutions, LLCChicago$3.22 billion8397Not listed(312) 595-6000mesirowfinancial.comadviserinfo.sec.gov
Lincoln Advisory Group, LLCChicago$3.22 billion111Not listed(312) 345-8780lincolnadvisors.comadviserinfo.sec.gov
GCP Investment Advisor, LLCChicago$3.22 billion117011(312) 966-3800adviserinfo.sec.gov
Burford Capital Investment Management LLCChicago$3.17 billion1917012(312) 757-6070adviserinfo.sec.gov
Midland Wealth ManagementEffingham$3.16 billion4,52132Not listed(312) 660-6516adviserinfo.sec.gov
North Square Investments, LLCChicago$3.15 billion1427Not listed(312) 857-2160northsquareinvest.comadviserinfo.sec.gov
Faircourt Partners, LLCLake Bluff$3.12 billion974Not listed(312) 819-5010adviserinfo.sec.gov
Roundtable Healthcare Management, IncLake Forest$3.12 billion113211(847) 739-3200adviserinfo.sec.gov
Chesley, Taft & Associates, LLCChicago$3.01 billion1,83118Not listed(312) 873-1260chesleytaft.comadviserinfo.sec.gov
WP Global Partners LLCChicago$3.01 billion532537(312) 277-1300adviserinfo.sec.gov
Capstone Financial Advisors IncDowners Grove$2.87 billion4,17330Not listed(630) 241-0833capstone-advisors.comadviserinfo.sec.gov
Port Capital LLCChicago$2.85 billion483135(312) 788-2400portcapllc.comadviserinfo.sec.gov
Edgewater Services, LLCChicago$2.84 billion342534(312) 649-5666edgewaterfunds.comadviserinfo.sec.gov
Peakline Partners, LLCChicago$2.81 billion574534(312) 429-2401peakline.comadviserinfo.sec.gov
Rothschild InvestmentChicago$2.79 billion2,831391(312) 983-8900rothschildwealth.comadviserinfo.sec.gov
Singerman Real Estate Management Company, L.P.Chicago$2.77 billion132513(312) 544-9645singermanre.comadviserinfo.sec.gov
Arete Wealth Advisors, LLCChicago$2.75 billion5,424135Not listed(312) 940-3684leblancfinancial.comadviserinfo.sec.gov
Dearborn Partners L.L.C.Chicago$2.74 billion2,12424Not listed(312) 795-1000dearbornpartners.comadviserinfo.sec.gov
PPM Loan Management Company 2, LLCChicago$2.72 billion8128(312) 634-2500adviserinfo.sec.gov
Ipi Wealth Management, Inc.Decatur$2.66 billion13,26067Not listed(217) 425-6340chrishammann.comadviserinfo.sec.gov
Embree Financial GroupChicago$2.64 billion2,37819Not listed(312) 527-5565embreefinancialgroup.comadviserinfo.sec.gov
Mesirow Re-Ia, Inc.Chicago$2.64 billion2213(312) 595-6000mesirowfinancial.comadviserinfo.sec.gov
Cozad Asset Management IncChampaign$2.62 billion3,82429Not listed(217) 356-8363adviserinfo.sec.gov
S2g Investments, LLCChicago$2.58 billion9559(312) 438-7584s2ginvestments.comadviserinfo.sec.gov
Tyree & D'Angelo Partners Management LPChicago$2.58 billion205616(312) 489-5050tdpfund.comadviserinfo.sec.gov
Constellation Wealth CapitalChicago$2.52 billion102010(312) 626-6067constellationwealthcapital.comadviserinfo.sec.gov
North Star Investment Management CorporationChicago$2.50 billion2,64326Not listed(312) 580-0900adviserinfo.sec.gov
Bankers Life Advisory Services, Inc.Chicago$2.49 billion18,608433Not listed(844) 553-9083bankerslife.comadviserinfo.sec.gov
Heard Capital LLCChicago$2.40 billion12101(312) 786-5210heardcapital.comadviserinfo.sec.gov
Civc PartnersChicago$2.33 billion143214(312) 873-7300civc.comadviserinfo.sec.gov
Vestor Capital, LLCChicago$2.28 billion3,75327Not listed(312) 641-2400adviserinfo.sec.gov
Nadler Financial Group, Inc.Deerfield$2.18 billion3,21228Not listed(847) 940-4040nadlerfinancial.comadviserinfo.sec.gov
Zuckerman Investment GroupChicago$2.17 billion1,463151(312) 948-8000adviserinfo.sec.gov
Distillate Capital Partners LLCChicago$2.11 billion54Not listed(312) 270-1212distillatecapital.comadviserinfo.sec.gov
Gerchen Capital PartnersChicago$2.11 billion222317(217) 437-1300gerchen.comadviserinfo.sec.gov
Maren CapitalChicago$2.08 billion10561(773) 832-7602marencapital.comadviserinfo.sec.gov
Gillson CapitalChicago$2.07 billion7161(312) 667-8920gillsoncapital.comadviserinfo.sec.gov
Madison Avenue Solutions, LLCChicago$2.06 billion29112(312) 962-3800hightoweradvisors.comadviserinfo.sec.gov
Doyenne Wealth AdvisorsChicago$2.04 billion74018Not listed(312) 374-0844adviserinfo.sec.gov
Keebeck Wealth ManagementChicago$2.03 billion7369Not listed(312) 825-1200adviserinfo.sec.gov
FrontenacChicago$2.03 billion102810(312) 759-7345frontenac.comadviserinfo.sec.gov
Feldman, Ingardona & CoDowners Grove$1.99 billion1906Not listed(630) 663-1800feldmaningardona.comadviserinfo.sec.gov
Midwestern Securities Trading Co.,LlcEast Peoria$1.98 billion11,847105Not listed(309) 699-6786adviserinfo.sec.gov
E2pChicago$1.93 billion8198(312) 872-0034adviserinfo.sec.gov
Magnetar Asset Management LLCEvanston$1.92 billion5167Not listed(847) 905-4400magnetar.comadviserinfo.sec.gov
Laramar Multi-Family Value Manager, LLCChicago$1.91 billion33198(312) 669-1200laramar.comadviserinfo.sec.gov
Prep Investment Advisers, L.L.C.Chicago$1.91 billion5345(312) 499-1952adviserinfo.sec.gov
BpocChicago$1.90 billion111711(312) 435-0300bpoc.comadviserinfo.sec.gov
Blue Vista Capital, LLCChicago$1.89 billion216021(312) 578-0033bluevistallc.comadviserinfo.sec.gov
Silver Oak Services Partners,LlcEvanston$1.84 billion8258(847) 332-0400silveroaksp.comadviserinfo.sec.gov
Heitman Real Estate Securities LLCChicago$1.82 billion27141Not listed(312) 855-5700heitman.comadviserinfo.sec.gov
Core Industrial Partners, LLCChicago$1.80 billion8408(312) 566-4880adviserinfo.sec.gov
Ofs Capital Management, LLCChicago$1.76 billion1347Not listed(847) 734-2000ofsmanagement.comadviserinfo.sec.gov
Center Rock Capital Partners, LPChicago$1.73 billion8188(312) 635-8075centerrockcp.comadviserinfo.sec.gov
Slate Advisory Service (US) LLCChicago$1.71 billion11806(312) 847-1480adviserinfo.sec.gov
Oak Ridge Investments, LLCChicago$1.70 billion3,92013Not listed(312) 857-1040adviserinfo.sec.gov
Rothschild Wealth LLCOakbrook$1.70 billion3,656272(630) 448-5711adviserinfo.sec.gov
Clearwater Capital PartnersHoffman Estates$1.68 billion2,79323Not listed(847) 841-8650adviserinfo.sec.gov
Advyzon Investment Management, LLCLisle$1.68 billion7,78421Not listed(844) 340-1898advyzon.comadviserinfo.sec.gov
Muller & Monroe Asset Management,LlcChicago$1.67 billion9179(312) 782-7771m2am.comadviserinfo.sec.gov
Energize Capital LLCChicago$1.67 billion262626(312) 724-7742energizecap.comadviserinfo.sec.gov
Northern Trust Securities, IncChicago$1.66 billion2,605385Not listed(312) 630-6000northerntrust.comadviserinfo.sec.gov
LPC Realty Advisors I, LLCChicago$1.65 billion19Not listed(312) 345-8780lincolnadvisors.comadviserinfo.sec.gov
Creation InvestmentsChicago$1.60 billion17217(312) 784-3988creationinvestments.comadviserinfo.sec.gov
Pekin Hardy Strauss, Inc.Chicago$1.55 billion1,94119Not listed(312) 554-7525adviserinfo.sec.gov
Keystone CapitalChicago$1.55 billion4324(312) 219-7900keystonecapital.comadviserinfo.sec.gov
Romano Wealth ManagementEvanston$1.54 billion2,07816Not listed(847) 866-7700romanowealth.comadviserinfo.sec.gov
Ariel Alternatives, LLCChicago$1.51 billion6576(312) 726-0140adviserinfo.sec.gov
Urban Financial Advisory CorporationChicago$1.49 billion1,06015Not listed(312) 379-0150ufinadv.comadviserinfo.sec.gov
Archford Capital Strategies, LLCSwansea$1.49 billion4,11345Not listed(618) 416-7085adviserinfo.sec.gov
Origami Capital Partners, LLCChicago$1.48 billion181016(312) 263-7800adviserinfo.sec.gov
M1 AdvisoryChicago$1.48 billion11,40014Not listed(312) 600-2883m1.comadviserinfo.sec.gov
Mediqus Asset Advisors, Inc.Chicago$1.46 billion1,59611Not listed(312) 419-3733mediqus.comadviserinfo.sec.gov
Dorsey Asset ManagementChicago$1.45 billion9102(312) 982-2543dorseyasset.comadviserinfo.sec.gov
Fidus Investment Advisors, LLCEvanston$1.44 billion3352(847) 859-3940fdus.comadviserinfo.sec.gov
Parkside Investments, LLCDeerfield$1.44 billion71072(312) 778-7700open.spotify.comadviserinfo.sec.gov
Sheridan Capital PartnersChicago$1.44 billion6306(312) 548-7064adviserinfo.sec.gov
Fourstar Wealth Advisors, LLCChicago$1.42 billion3,691482(312) 667-1750fourstarwealth.comadviserinfo.sec.gov
Truemark InvestmentsChicago$1.42 billion276Not listed(877) 774-8783true-shares.comadviserinfo.sec.gov
V-Square Quantitative ManagementChicago$1.42 billion4951(312) 872-7281adviserinfo.sec.gov
Pivot Capital Partners LLCChicago$1.40 billion22Not listed(888) 585-9981pivotcapitalllc.comadviserinfo.sec.gov
Equity InternationalChicago$1.40 billion211313(312) 675-7400equityinternational.comadviserinfo.sec.gov
Inspirion Wealth Advisors, LLCLibertyville$1.39 billion2,68712Not listed(847) 918-9100inspirionwealth.comadviserinfo.sec.gov
SG Capital Management LLCChicago$1.38 billion25103(312) 923-0150adviserinfo.sec.gov
The Planning Center, Inc.Moline$1.37 billion3,03228Not listed(309) 797-4030adviserinfo.sec.gov
Invision Management, Inc.Chicago$1.34 billion4264(312) 236-4600adviserinfo.sec.gov
Industrial Opportunity Partners, LLCEvanston$1.34 billion3203(847) 556-3460iopfund.comadviserinfo.sec.gov
Savoie Capital LLCChicago$1.32 billion2031(773) 573-9043savoiecapital.comadviserinfo.sec.gov
Ofs Clo Management II, LLCChicago$1.31 billion6475(847) 734-2000ofsmanagement.comadviserinfo.sec.gov
Keb Wealth AdvisorsSpringfield$1.27 billion2,38117Not listed(217) 789-0960kebcpa.comadviserinfo.sec.gov
Promus Asset Management, LLCChicago$1.27 billion211321(312) 784-3990promusholdings.comadviserinfo.sec.gov
Chicago Oakbrook Financial GroupOak Brook$1.21 billion4,34519Not listed(630) 954-5572adviserinfo.sec.gov
Sikich FinancialSpringfield$1.18 billion2,48222Not listed(217) 862-1843sikich.comadviserinfo.sec.gov
Evergreen WealthSpringfield$1.18 billion1,69112Not listed(217) 321-3210adviserinfo.sec.gov
Agr Partners LLCChicago$1.17 billion9149(530) 400-0888agrpartners.comadviserinfo.sec.gov
Lake StreetChicago$1.16 billion2,0129Not listed(312) 766-7040clarity-fg.comadviserinfo.sec.gov
Efficient Capital Management LLCWarrenville$1.16 billion13291(630) 657-6800efficient.comadviserinfo.sec.gov
Wishbone Management, LPChicago$1.12 billion4221(312) 265-5560adviserinfo.sec.gov
Arthur M. Cohen & Associates LLCNorthbrook$1.11 billion8375Not listed(847) 480-2990adviserinfo.sec.gov
Riverbend Capital Advisors, LLCChicago$1.10 billion2395Not listed(312) 948-5100riverbendcapitaladvisors.comadviserinfo.sec.gov
Cohen CapitalChicago$1.10 billion1,47811Not listed(312) 477-3155coheninvest.comadviserinfo.sec.gov
New Harbor CapitalChicago$1.09 billion111811(312) 876-8605adviserinfo.sec.gov
Hunter Capital ManagementLombard$1.09 billion537121(312) 341-9727hunterfunds.comadviserinfo.sec.gov
May River CapitalChicago$1.09 billion6196(312) 750-1781mayrivercapital.comadviserinfo.sec.gov
Horizon Wealth ManagementLA Grange$1.08 billion3,13610Not listed(708) 352-4300adviserinfo.sec.gov
Goldstone Financial Group, LLCOakbrook Terrace$1.05 billion4,44843Not listed(630) 620-9300adviserinfo.sec.gov
Liberty One Investment ManagementLibertyville$1.05 billion6,46920Not listed(847) 680-9255adviserinfo.sec.gov
CoyleGlenview$1.05 billion2,27024Not listed(847) 441-5644adviserinfo.sec.gov
Fort Sheridan Advisors LLCHighland Park$1.03 billion1,174101(847) 559-9700adviserinfo.sec.gov
Runway Growth Capital LLCChicago$1.03 billion2261(312) 698-6902runwaygrowth.comadviserinfo.sec.gov
Bos Asset Management, LLCSpringfield$1.03 billion1,27311Not listed(833) 943-8090bosassetmanagement.comadviserinfo.sec.gov
Vertex PartnersDowners Grove$1.01 billion2,58020Not listed(630) 836-3300adviserinfo.sec.gov
Growth Catalyst Partners, L.P.Chicago$1.01 billion151415(312) 283-3689growthcatalystpartners.comadviserinfo.sec.gov
Longford CapitalChicago$1.00 billion4144(312) 212-8240longfordcapital.comadviserinfo.sec.gov
Burling Wealth PartnersChicago$1.00 billion9228Not listed(312) 825-0262burlingwp.comadviserinfo.sec.gov
World Equity Group, Inc.Schaumburg$1.00 billion2,999165Not listed(847) 342-1700worldequitygroup.comadviserinfo.sec.gov

Also on SpecStream

Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.