Data / Investment advisers / Illinois / Urban Financial Advisory Corporation
Urban Financial Advisory Corporation, Chicago, IL: $1.5 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Urban Financial Advisory Corporation is an SEC registered investment adviser with its main office in Chicago, Illinois and reports $1.5 billion in regulatory assets under management in its Form ADV filed September 30, 2026. Its clients include high net worth individuals, corporations and other businesses and individuals. It is paid through a percentage of assets under management, hourly charges and fixed fees.
The request: Watch Urban Financial Advisory Corporation (CRD number 110057): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 110057
- SEC file number
- 801-47160
- SEC status
- Approved, effective August 3, 1994
- Legal name
- Urban Financial Advisory Corp
- Main office
- 33 N. LA Salle St. Suite 1210, Chicago, IL 60602
- Phone
- (312) 379-0150
- Website
- ufinadv.com
- Regulatory AUM
- $1,493,295,703 in the Form ADV filed September 30, 2026
- Discretionary AUM
- $1,388,274,219
- Non discretionary AUM
- $105,021,484
- Accounts
- 1,060
- Employees
- 15, of which 14 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- September 30, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 182 | $1.41 billion |
| Corporations or other businesses | 5 | $62.8 million |
| Individuals (other than high net worth individuals) | 72 | $20.2 million |
| Pension and profit sharing plans | 1 | $3.7 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| October 2, 2026 | $1.49 billion | September 30, 2026 |
| December 1, 2025 | $1.28 billion | September 25, 2025 |
Other advisers in Chicago
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| LPC Realty Advisors I, LLC | Chicago | $1.65 billion | Not listed | adviserinfo.sec.gov |
| Creation Investments | Chicago | $1.60 billion | 7 | adviserinfo.sec.gov |
| Pekin Hardy Strauss, Inc. | Chicago | $1.55 billion | Not listed | adviserinfo.sec.gov |
| Keystone Capital | Chicago | $1.55 billion | 4 | adviserinfo.sec.gov |
| Ariel Alternatives, LLC | Chicago | $1.51 billion | 6 | adviserinfo.sec.gov |
| Origami Capital Partners, LLC | Chicago | $1.48 billion | 16 | adviserinfo.sec.gov |
| M1 Advisory | Chicago | $1.48 billion | Not listed | adviserinfo.sec.gov |
| Mediqus Asset Advisors, Inc. | Chicago | $1.46 billion | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Chicago, IL
- Investment advisers in Illinois
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving corporations and other businesses
- Urban Financial Advisory Corporation on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.