Data / Investment advisers / Illinois / Embree Financial Group
Embree Financial Group, Chicago, IL: $2.6 billion AUM, SEC registered investment adviser
Embree Financial Group is an SEC registered investment adviser with its main office in Chicago, Illinois and reports $2.6 billion in regulatory assets under management in its Form ADV filed October 14, 2026. Its clients include pension and profit sharing plans, high net worth individuals and individuals. It is paid through a percentage of assets under management, hourly charges and fixed fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 108233
- SEC file number
- 801-63489
- SEC status
- Approved, effective September 23, 2004
- Main office
- 440 N Wells St Suite 530, Chicago, IL 60654
- Phone
- (312) 527-5565
- Website
- embreefinancialgroup.com
- Regulatory AUM
- $2,644,868,887 in the Form ADV filed October 14, 2026
- Discretionary AUM
- $2,636,416,306
- Non discretionary AUM
- $8,452,581
- Accounts
- 2,378
- Employees
- 19, of which 14 give investment advice
- Form of organization
- S Corporation
- Paid through
- a percentage of assets under management, hourly charges, fixed fees, performance based fees
- Other offices
- 6
- Form ADV Item 11 disclosures
- Reported: SEC or CFTC regulatory actions
- Latest Form ADV filing
- October 14, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Pension and profit sharing plans | 88 | $1.31 billion |
| High net worth individuals | 363 | $1.15 billion |
| Individuals (other than high net worth individuals) | 472 | $153.2 million |
| Corporations or other businesses | 12 | $30.5 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| March 2, 2026 | $2.64 billion | February 13, 2026 |
| December 1, 2025 | $2.28 billion | June 12, 2025 |
Other advisers in Chicago
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Rothschild Investment | Chicago | $2.79 billion | 1 | adviserinfo.sec.gov |
| Singerman Real Estate Management Company, L.P. | Chicago | $2.77 billion | 13 | adviserinfo.sec.gov |
| Arete Wealth Advisors, LLC | Chicago | $2.75 billion | Not listed | adviserinfo.sec.gov |
| Dearborn Partners L.L.C. | Chicago | $2.74 billion | Not listed | adviserinfo.sec.gov |
| PPM Loan Management Company 2, LLC | Chicago | $2.72 billion | 8 | adviserinfo.sec.gov |
| Mesirow Re-Ia, Inc. | Chicago | $2.64 billion | 3 | adviserinfo.sec.gov |
| S2g Investments, LLC | Chicago | $2.58 billion | 9 | adviserinfo.sec.gov |
| Tyree & D'Angelo Partners Management LP | Chicago | $2.58 billion | 16 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Chicago, IL
- Investment advisers in Illinois
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving pension and profit sharing plans
- Advisers serving high net worth individuals
- Embree Financial Group on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.