Data / Investment advisers / Illinois / Retirement Plan Advisors, LLC
Retirement Plan Advisors, LLC, Chicago, IL: $3.5 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Retirement Plan Advisors, LLC is an SEC registered investment adviser with its main office in Chicago, Illinois and reports $3.5 billion in regulatory assets under management in its Form ADV filed July 30, 2026. Its clients include state and municipal governments, individuals and high net worth individuals. It is paid through a percentage of assets under management, hourly charges and fixed fees.
The request: Watch Retirement Plan Advisors, LLC (CRD number 122758): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 122758
- SEC file number
- 801-63261
- SEC status
- Approved, effective July 14, 2004
- Main office
- 29 E. Madison St. Suite 500, Chicago, IL 60602
- Phone
- (312) 701-1100
- Website
- retirementplanadvisors.com
- Regulatory AUM
- $3,540,242,913 in the Form ADV filed July 30, 2026
- Discretionary AUM
- $3,540,242,913
- Accounts
- 10,031
- Employees
- 47, of which 47 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Other offices
- 30
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- July 30, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| State or municipal government entities | 176 | $2.64 billion |
| Individuals (other than high net worth individuals) | 7,994 | $635.1 million |
| High net worth individuals | 103 | $162.7 million |
| Pooled investment vehicles | 1,758 | $105.8 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $3.54 billion | March 27, 2026 |
| December 1, 2025 | $1.88 billion | June 2, 2025 |
Other advisers in Chicago
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Promanage, LLC | Chicago | $4.06 billion | Not listed | adviserinfo.sec.gov |
| Attucks Asset Management, LLC | Chicago | $3.86 billion | Not listed | adviserinfo.sec.gov |
| Forest Capital Management, LLC | Chicago | $3.75 billion | Not listed | adviserinfo.sec.gov |
| Victory Park Capital | Chicago | $3.65 billion | 26 | adviserinfo.sec.gov |
| Cressey & Company LP | Chicago | $3.55 billion | 12 | adviserinfo.sec.gov |
| Security Capital Research & Management Incorporated | Chicago | $3.30 billion | 3 | adviserinfo.sec.gov |
| Mesirow Fiduciary Solutions, LLC | Chicago | $3.22 billion | Not listed | adviserinfo.sec.gov |
| Lincoln Advisory Group, LLC | Chicago | $3.22 billion | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Chicago, IL
- Investment advisers in Illinois
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving state and municipal governments
- Advisers serving individuals
- Retirement Plan Advisors, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.