Data / Investment advisers / Illinois / Security Capital Research & Management Incorporated
Security Capital Research & Management Incorporated, Chicago, IL: $3.3 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Security Capital Research & Management Incorporated is an SEC registered investment adviser with its main office in Chicago, Illinois and reports $3.3 billion in regulatory assets under management in its Form ADV filed March 31, 2026. Its clients include pooled investment vehicles, corporations and other businesses and investment companies. It is paid through a percentage of assets under management and performance based fees. It advises 3 private funds.
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- Registration
- SEC registered investment adviser
- CRD number
- 106201
- SEC file number
- 801-53815
- SEC status
- Approved, effective February 10, 1997
- Main office
- 10 South Dearborn Street, Chicago, IL 60603
- Phone
- (312) 385-8320
- Website
- securitycapital.com
- Regulatory AUM
- $3,302,037,274 in the Form ADV filed March 31, 2026
- Discretionary AUM
- $3,302,037,274
- Accounts
- 92
- Employees
- 17, of which 17 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, performance based fees
- Private funds
- 3: 3 other private funds
- Gross assets of private funds
- $912,739,506
- Form ADV Item 11 disclosures
- Reported: criminal actions, SEC or CFTC regulatory actions, other federal, state or foreign regulatory actions
- Latest Form ADV filing
- March 31, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 4 | $1.16 billion |
| Corporations or other businesses | 6 | $784.5 million |
| Investment companies | 2 | $547.1 million |
| State or municipal government entities | 3 | $493.1 million |
| Charitable organizations | 3 | $133.8 million |
| High net worth individuals | 37 | $128.7 million |
| Pension and profit sharing plans | 1 | $23.8 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $3.30 billion | March 31, 2026 |
| December 1, 2025 | $3.77 billion | September 30, 2025 |
Other advisers in Chicago
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Attucks Asset Management, LLC | Chicago | $3.86 billion | Not listed | adviserinfo.sec.gov |
| Forest Capital Management, LLC | Chicago | $3.75 billion | Not listed | adviserinfo.sec.gov |
| Victory Park Capital | Chicago | $3.65 billion | 26 | adviserinfo.sec.gov |
| Cressey & Company LP | Chicago | $3.55 billion | 12 | adviserinfo.sec.gov |
| Retirement Plan Advisors, LLC | Chicago | $3.54 billion | Not listed | adviserinfo.sec.gov |
| Mesirow Fiduciary Solutions, LLC | Chicago | $3.22 billion | Not listed | adviserinfo.sec.gov |
| Lincoln Advisory Group, LLC | Chicago | $3.22 billion | Not listed | adviserinfo.sec.gov |
| GCP Investment Advisor, LLC | Chicago | $3.22 billion | 11 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Chicago, IL
- Investment advisers in Illinois
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving pooled investment vehicles
- Advisers serving corporations and other businesses
- Advisers that manage private funds
- Security Capital Research & Management Incorporated on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.