Further Definition of “Swap”-Inclusions 2026-21377 | Proposed rule | Oct 19 |
Further Definition of “Swap” To Exclude Casino-Style Gambling Products 2026-21376 | Final rule | Oct 19 |
Regulation Crypto Asset Transactions and Regulation Crypto Asset Markets 2026-20888 | Proposed rule | Oct 13 |
Privacy Act Regulations 2026-19290 · significant | Proposed rule | Sep 21 |
Whistleblower Award Determination 2026-19006 | Final rule | Sep 16 |
Clearing Requirement Determination Under Section 2(h) of the Commodity Exchange Act for Interest Rate Swaps To Account for CAD and MXN Interest Rate Benchmark Transitions 2026-18212 | Final rule | Sep 8 |
Form PF; Reporting Requirements for All Filers and Large Hedge Fund Advisers; Further Extension of Compliance Date 2026-18104 | Final rule | Sep 3 |
Swap Execution Facility Order Book Requirement for Permitted Transactions 2026-17416 | Proposed rule | Aug 26 |
Request for Comment on the Listing of Compute Derivatives Contracts 2026-17163 | Proposed rule | Aug 21 |
Commodity Pool Operators and Commodity Trading Advisors: Reduction of Duplicative Regulation Through Intermediary Registration Exemptions; Expansion of the Exemption for Small Commodity Pools 2026-17079 | Proposed rule | Aug 21 |
Conflicts and Affiliations 2026-15948 | Proposed rule | Aug 6 |
Request for Comment on the Extension of Standard Futures Contracts to 24/7 Trading and on Perpetual Contracts Referencing Physically Delivered or Storable Energy Commodities 2026-15216 | Proposed rule | Jul 28 |
Order Sunsetting Certain Large Trader Reporting Requirements for Physical Commodity Swaps 2026-14710 | Final rule | Jul 21 |
Order Providing Exemptive Relief To Facilitate Listing of Cash-Settled Futures on Individual Equity Securities 2026-14635 | Final rule | Jul 21 |
Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants 2026-14509 · significant | Final rule | Jul 17 |
Data Reporting Requirements for Certain Event Contracts 2026-13239 | Proposed rule | Jul 1 |
Joint Request for Comment on Further Implementation of Portfolio Margining and Cross-Margining of Securities and Derivatives 2026-13182 | Proposed rule | Jun 30 |
Financial Data Transparency Act Joint Data Standards 2026-12787 · significant | Final rule | Jun 25 |
Request for Comment on the Extension of Standard Futures Contracts to 24/7 Trading and on Perpetual Contracts Referencing Physically Delivered or Storable Energy Commodities 2026-12784 | Proposed rule | Jun 25 |
Joint Request for Comment on Further Definition of “Swap” and “Security-Based Swap” and on Alternative Compliance 2026-12743 | Proposed rule | Jun 24 |
Joint Request for Comment on Swap and Security-Based Swap Data Reporting 2026-12742 | Proposed rule | Jun 24 |
Request for Information: Identifying Regulations To Facilitate Innovation and Competition to Financial Products and Services for Fintech Firms 2026-12337 | Proposed rule | Jun 18 |
Whistleblower Award Determination 2026-12006 | Proposed rule | Jun 15 |
Prediction Markets; Public Interest Determinations 2026-11854 | Proposed rule | Jun 12 |
Rescission of Policy Relating to the Acceptance of Settlements in Administrative and Civil Proceedings 2026-11466 | Final rule | Jun 8 |
Order Granting Conditional Substituted Compliance in Connection With Certain Capital and Financial Reporting Requirements Applicable to a Nonbank Swap Dealer Domiciled in the French Republic and Subject to the European Union's Investment Firms Regulation and Investment Firms Directive 2026-09693 | Final rule | May 14 |
Clearing Requirement Determination Under Section 2(h) of the Commodity Exchange Act for Interest Rate Swaps to Account for CAD and MXN Interest Rate Benchmark Transitions 2026-09428 | Proposed rule | May 12 |
Official Seal 2026-09327 | Final rule | May 11 |
Privacy Act Regulations 2026-08979 | Proposed rule | May 6 |
Form PF; Reporting Requirements for All Filers 2026-07993 | Proposed rule | Apr 24 |
Order Providing Exemptive Relief To Facilitate Cross-Margining of Customer Positions Cleared at Chicago Mercantile Exchange, Inc. and Fixed Income Clearing Corporation 2026-07643 | Final rule | Apr 20 |
Application of the Federal Securities Laws to Certain Types of Crypto Assets and Certain Transactions Involving Crypto Assets 2026-05635 | Final rule | Mar 23 |
Prediction Markets 2026-05105 | Proposed rule | Mar 16 |
Event Contracts; Withdrawal of Proposed Regulatory Action 2026-02454 · significant | Proposed rule | Feb 6 |
Revisions to Business Conduct and Swap Documentation Requirements for Swap Dealers and Major Swap Participants; Correction 2026-01712 · significant | Final rule | Jan 28 |
Revisions to Business Conduct and Swap Documentation Requirements for Swap Dealers and Major Swap Participants 2025-23953 · significant | Final rule | Dec 30, 2025 |
Proposal To Provide Exemptive Relief To Facilitate Cross-Margining of Customer Positions Cleared at Chicago Mercantile Exchange, Inc. and Fixed Income Clearing Corporation 2025-23150 | Proposed rule | Dec 17, 2025 |
Withdrawal of Interpretive Guidance: Retail Commodity Transactions Involving Certain Digital Assets 2025-22872 | Final rule | Dec 16, 2025 |
Fees for Reviews of the Rule Enforcement Programs of Designated Contract Markets and Registered Futures Associations 2025-22807 | Final rule | Dec 15, 2025 |
Amendments to CFTC Rules of Practice and Rules Relating to Investigations 2025-21888 | Final rule | Dec 3, 2025 |
Order of the Commodity Futures Trading Commission Relating to the Continuation, Shutdown, and Resumption of Certain Commission Operations in the Event of a Lapse in Appropriations 2025-19319 | Final rule | Oct 2, 2025 |
Revisions to Business Conduct and Swap Documentation Requirements for Swap Dealers and Major Swap Participants 2025-18924 · significant | Proposed rule | Sep 30, 2025 |
Form PF; Reporting Requirements for All Filers and Large Hedge Fund Advisers; Further Extension of Compliance Date 2025-18228 | Final rule | Sep 19, 2025 |
Requirements for Designated Contract Markets and Swap Execution Facilities Regarding Governance and the Mitigation of Conflicts of Interest Impacting Market Regulation Functions; Withdrawal of Proposed Regulatory Action 2025-18070 | Proposed rule | Sep 18, 2025 |
Withdrawal of Commission Guidance 2025-17793 | Final rule | Sep 15, 2025 |
Operational Resilience Framework for Futures Commission Merchants, Swap Dealers, and Major Swap Participants; Withdrawal of Proposed Regulatory Action 2025-17555 · significant | Proposed rule | Sep 11, 2025 |
Form PF; Reporting Requirements for All Filers and Large Hedge Fund Advisers; Further Extension of Compliance Date 2025-11057 | Final rule | Jun 16, 2025 |
Form PF; Reporting Requirements for All Filers and Large Hedge Fund Advisers 2025-05267 | Final rule | Apr 11, 2025 |
Form PF; Reporting Requirements for All Filers and Large Hedge Fund Advisers; Extension of Compliance Date 2025-02138 | Final rule | Feb 5, 2025 |
Annual Adjustment of Civil Monetary Penalties To Reflect Inflation-2025 2025-01724 | Final rule | Jan 24, 2025 |
Regulations To Address Margin Adequacy and To Account for the Treatment of Separate Accounts by Futures Commission Merchants 2024-31177 | Final rule | Jan 22, 2025 |
Investment of Customer Funds by Futures Commission Merchants and Derivatives Clearing Organizations 2024-30927 · significant | Final rule | Jan 22, 2025 |
Provisions Common to Registered Entities; Correction 2024-28742 | Final rule | Dec 6, 2024 |
Provisions Common to Registered Entities 2024-24388 | Final rule | Nov 7, 2024 |
Commission Guidance Regarding the Listing of Voluntary Carbon Credit Derivative Contracts 2024-23105 | Final rule | Oct 15, 2024 |
Commodity Pool Operators, Commodity Trading Advisors, and Commodity Pools Operated: Updating the `Qualified Eligible Person' Definition; Adding Minimum Disclosure Requirements for Pools and Trading Programs; Permitting Monthly Account Statements for Funds of Funds; Technical Amendments 2024-21682 · significant | Final rule | Sep 26, 2024 |
Incorporation of Changes in the Commission's Administrative Structure, Remove Superfluous Verbiage, and Correct Inaccurate Text 2024-18445 | Final rule | Sep 4, 2024 |
Financial Data Transparency Act Joint Data Standards 2024-18415 · significant | Proposed rule | Aug 22, 2024 |
Regulatory Flexibility Agenda 2024-16465 | Proposed rule | Aug 16, 2024 |
Foreign Boards of Trade 2024-17828 | Final rule | Aug 15, 2024 |
Order Granting Conditional Substituted Compliance in Connection With Certain Capital and Financial Reporting Requirements Applicable to Nonbank Swap Dealers Domiciled in the French Republic and Federal Republic of Germany and Subject to Regulation in the European Union 2024-15095 | Final rule | Jul 18, 2024 |
Order Granting Conditional Substituted Compliance in Connection With Certain Capital and Financial Reporting Requirements Applicable to Nonbank Swap Dealers Subject to Regulation by the United Kingdom Prudential Regulation Authority 2024-15094 | Final rule | Jul 18, 2024 |
Order Granting Conditional Substituted Compliance in Connection With Certain Capital and Financial Reporting Requirements Applicable to Nonbank Swap Dealer Subject to Regulation by the Mexican Comision Nacional Bancaria y de Valores and Banco de Mexico 2024-15093 | Final rule | Jul 18, 2024 |
Order Granting Conditional Substituted Compliance in Connection With Certain Capital and Financial Reporting Requirements Applicable to Nonbank Swap Dealers Subject to Regulation by the Financial Services Agency of Japan 2024-15092 | Final rule | Jul 18, 2024 |
Event Contracts 2024-14610 · significant | Proposed rule | Jul 5, 2024 |
Privacy Act Regulations 2024-12685 · significant | Final rule | Jun 17, 2024 |
Event Contracts 2024-12125 · significant | Proposed rule | Jun 10, 2024 |
Large Trader Reporting Requirements 2024-11798 | Final rule | Jun 3, 2024 |
Capital and Financial Reporting Requirements for Swap Dealers and Major Swap Participants 2024-10342 · significant | Final rule | May 23, 2024 |
Swap Confirmation Requirements for Swap Execution Facilities 2024-09368 | Final rule | May 1, 2024 |
Requirements for Designated Contract Markets and Swap Execution Facilities Regarding Governance and the Mitigation of Conflicts of Interest Impacting Market Regulation Functions 2024-08872 | Proposed rule | Apr 25, 2024 |
Requirements for Designated Contract Markets and Swap Execution Facilities Regarding Governance and the Mitigation of Conflicts of Interest Impacting Market Regulation Functions 2024-04938 | Proposed rule | Mar 19, 2024 |
Form PF; Reporting Requirements for All Filers and Large Hedge Fund Advisers 2024-03473 | Final rule | Mar 12, 2024 |
Foreign Boards of Trade 2024-04117 | Proposed rule | Mar 1, 2024 |
Regulations To Address Margin Adequacy and To Account for the Treatment of Separate Accounts by Futures Commission Merchants 2024-04107 | Proposed rule | Mar 1, 2024 |
Real-Time Public Reporting Requirements and Swap Data Recordkeeping and Reporting Requirements; Reopening of Comment Period 2024-04255 · significant | Proposed rule | Feb 29, 2024 |
Operational Resilience Framework for Futures Commission Merchants, Swap Dealers, and Major Swap Participants 2024-03826 · significant | Proposed rule | Feb 26, 2024 |
Protection of Clearing Member Funds Held by Derivatives Clearing Organizations 2024-02234 | Proposed rule | Feb 6, 2024 |
Notice of Proposed Order and Request for Comment on an Application for a Capital Comparability Determination Submitted on Behalf of Nonbank Swap Dealers Subject to Capital and Financial Reporting Requirements of the United Kingdom and Regulated by the United Kingdom Prudential Regulation Authority 2024-02070 | Proposed rule | Feb 5, 2024 |
Privacy Act Regulations 2024-01684 · significant | Proposed rule | Feb 2, 2024 |
Annual Adjustment of Civil Monetary Penalties To Reflect Inflation-2024 2024-01341 | Final rule | Jan 24, 2024 |
Operational Resilience Framework for Futures Commission Merchants, Swap Dealers, and Major Swap Participants 2023-28745 · significant | Proposed rule | Jan 24, 2024 |
Capital and Financial Reporting Requirements for Swap Dealers and Major Swap Participants 2023-28649 · significant | Proposed rule | Jan 16, 2024 |
Protection of Clearing Member Funds Held by Derivatives Clearing Organizations 2023-28767 | Proposed rule | Jan 3, 2024 |