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Data / Federal rules / Commodity Futures Trading Commission

Commodity Futures Trading Commission: 84 rules and proposed rules since January 2024

43 final rules and 41 proposed rules since January 3, 2024, 20 of them marked significant. 3 are open for comment now. Common topics: swaps, reporting and recordkeeping requirements, commodity futures, securities, administrative practice and procedure.

SpecStream is the live web data engine for teams and agents. It reads every rule and proposed rule in the Federal Register each morning, and this page is that reading. Name your industry once and new rules, comment deadlines and effective dates arrive in your sheet, CRM, Slack or agent as they are published.

Open for comment

Every document, newest first

DocumentTypePublished
Further Definition of “Swap”-Inclusions
2026-21377
Proposed ruleOct 19
Further Definition of “Swap” To Exclude Casino-Style Gambling Products
2026-21376
Final ruleOct 19
Regulation Crypto Asset Transactions and Regulation Crypto Asset Markets
2026-20888
Proposed ruleOct 13
Privacy Act Regulations
2026-19290 · significant
Proposed ruleSep 21
Whistleblower Award Determination
2026-19006
Final ruleSep 16
Clearing Requirement Determination Under Section 2(h) of the Commodity Exchange Act for Interest Rate Swaps To Account for CAD and MXN Interest Rate Benchmark Transitions
2026-18212
Final ruleSep 8
Form PF; Reporting Requirements for All Filers and Large Hedge Fund Advisers; Further Extension of Compliance Date
2026-18104
Final ruleSep 3
Swap Execution Facility Order Book Requirement for Permitted Transactions
2026-17416
Proposed ruleAug 26
Request for Comment on the Listing of Compute Derivatives Contracts
2026-17163
Proposed ruleAug 21
Commodity Pool Operators and Commodity Trading Advisors: Reduction of Duplicative Regulation Through Intermediary Registration Exemptions; Expansion of the Exemption for Small Commodity Pools
2026-17079
Proposed ruleAug 21
Conflicts and Affiliations
2026-15948
Proposed ruleAug 6
Request for Comment on the Extension of Standard Futures Contracts to 24/7 Trading and on Perpetual Contracts Referencing Physically Delivered or Storable Energy Commodities
2026-15216
Proposed ruleJul 28
Order Sunsetting Certain Large Trader Reporting Requirements for Physical Commodity Swaps
2026-14710
Final ruleJul 21
Order Providing Exemptive Relief To Facilitate Listing of Cash-Settled Futures on Individual Equity Securities
2026-14635
Final ruleJul 21
Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants
2026-14509 · significant
Final ruleJul 17
Data Reporting Requirements for Certain Event Contracts
2026-13239
Proposed ruleJul 1
Joint Request for Comment on Further Implementation of Portfolio Margining and Cross-Margining of Securities and Derivatives
2026-13182
Proposed ruleJun 30
Financial Data Transparency Act Joint Data Standards
2026-12787 · significant
Final ruleJun 25
Request for Comment on the Extension of Standard Futures Contracts to 24/7 Trading and on Perpetual Contracts Referencing Physically Delivered or Storable Energy Commodities
2026-12784
Proposed ruleJun 25
Joint Request for Comment on Further Definition of “Swap” and “Security-Based Swap” and on Alternative Compliance
2026-12743
Proposed ruleJun 24
Joint Request for Comment on Swap and Security-Based Swap Data Reporting
2026-12742
Proposed ruleJun 24
Request for Information: Identifying Regulations To Facilitate Innovation and Competition to Financial Products and Services for Fintech Firms
2026-12337
Proposed ruleJun 18
Whistleblower Award Determination
2026-12006
Proposed ruleJun 15
Prediction Markets; Public Interest Determinations
2026-11854
Proposed ruleJun 12
Rescission of Policy Relating to the Acceptance of Settlements in Administrative and Civil Proceedings
2026-11466
Final ruleJun 8
Order Granting Conditional Substituted Compliance in Connection With Certain Capital and Financial Reporting Requirements Applicable to a Nonbank Swap Dealer Domiciled in the French Republic and Subject to the European Union's Investment Firms Regulation and Investment Firms Directive
2026-09693
Final ruleMay 14
Clearing Requirement Determination Under Section 2(h) of the Commodity Exchange Act for Interest Rate Swaps to Account for CAD and MXN Interest Rate Benchmark Transitions
2026-09428
Proposed ruleMay 12
Official Seal
2026-09327
Final ruleMay 11
Privacy Act Regulations
2026-08979
Proposed ruleMay 6
Form PF; Reporting Requirements for All Filers
2026-07993
Proposed ruleApr 24
Order Providing Exemptive Relief To Facilitate Cross-Margining of Customer Positions Cleared at Chicago Mercantile Exchange, Inc. and Fixed Income Clearing Corporation
2026-07643
Final ruleApr 20
Application of the Federal Securities Laws to Certain Types of Crypto Assets and Certain Transactions Involving Crypto Assets
2026-05635
Final ruleMar 23
Prediction Markets
2026-05105
Proposed ruleMar 16
Event Contracts; Withdrawal of Proposed Regulatory Action
2026-02454 · significant
Proposed ruleFeb 6
Revisions to Business Conduct and Swap Documentation Requirements for Swap Dealers and Major Swap Participants; Correction
2026-01712 · significant
Final ruleJan 28
Revisions to Business Conduct and Swap Documentation Requirements for Swap Dealers and Major Swap Participants
2025-23953 · significant
Final ruleDec 30, 2025
Proposal To Provide Exemptive Relief To Facilitate Cross-Margining of Customer Positions Cleared at Chicago Mercantile Exchange, Inc. and Fixed Income Clearing Corporation
2025-23150
Proposed ruleDec 17, 2025
Withdrawal of Interpretive Guidance: Retail Commodity Transactions Involving Certain Digital Assets
2025-22872
Final ruleDec 16, 2025
Fees for Reviews of the Rule Enforcement Programs of Designated Contract Markets and Registered Futures Associations
2025-22807
Final ruleDec 15, 2025
Amendments to CFTC Rules of Practice and Rules Relating to Investigations
2025-21888
Final ruleDec 3, 2025
Order of the Commodity Futures Trading Commission Relating to the Continuation, Shutdown, and Resumption of Certain Commission Operations in the Event of a Lapse in Appropriations
2025-19319
Final ruleOct 2, 2025
Revisions to Business Conduct and Swap Documentation Requirements for Swap Dealers and Major Swap Participants
2025-18924 · significant
Proposed ruleSep 30, 2025
Form PF; Reporting Requirements for All Filers and Large Hedge Fund Advisers; Further Extension of Compliance Date
2025-18228
Final ruleSep 19, 2025
Requirements for Designated Contract Markets and Swap Execution Facilities Regarding Governance and the Mitigation of Conflicts of Interest Impacting Market Regulation Functions; Withdrawal of Proposed Regulatory Action
2025-18070
Proposed ruleSep 18, 2025
Withdrawal of Commission Guidance
2025-17793
Final ruleSep 15, 2025
Operational Resilience Framework for Futures Commission Merchants, Swap Dealers, and Major Swap Participants; Withdrawal of Proposed Regulatory Action
2025-17555 · significant
Proposed ruleSep 11, 2025
Form PF; Reporting Requirements for All Filers and Large Hedge Fund Advisers; Further Extension of Compliance Date
2025-11057
Final ruleJun 16, 2025
Form PF; Reporting Requirements for All Filers and Large Hedge Fund Advisers
2025-05267
Final ruleApr 11, 2025
Form PF; Reporting Requirements for All Filers and Large Hedge Fund Advisers; Extension of Compliance Date
2025-02138
Final ruleFeb 5, 2025
Annual Adjustment of Civil Monetary Penalties To Reflect Inflation-2025
2025-01724
Final ruleJan 24, 2025
Regulations To Address Margin Adequacy and To Account for the Treatment of Separate Accounts by Futures Commission Merchants
2024-31177
Final ruleJan 22, 2025
Investment of Customer Funds by Futures Commission Merchants and Derivatives Clearing Organizations
2024-30927 · significant
Final ruleJan 22, 2025
Provisions Common to Registered Entities; Correction
2024-28742
Final ruleDec 6, 2024
Provisions Common to Registered Entities
2024-24388
Final ruleNov 7, 2024
Commission Guidance Regarding the Listing of Voluntary Carbon Credit Derivative Contracts
2024-23105
Final ruleOct 15, 2024
Commodity Pool Operators, Commodity Trading Advisors, and Commodity Pools Operated: Updating the `Qualified Eligible Person' Definition; Adding Minimum Disclosure Requirements for Pools and Trading Programs; Permitting Monthly Account Statements for Funds of Funds; Technical Amendments
2024-21682 · significant
Final ruleSep 26, 2024
Incorporation of Changes in the Commission's Administrative Structure, Remove Superfluous Verbiage, and Correct Inaccurate Text
2024-18445
Final ruleSep 4, 2024
Financial Data Transparency Act Joint Data Standards
2024-18415 · significant
Proposed ruleAug 22, 2024
Regulatory Flexibility Agenda
2024-16465
Proposed ruleAug 16, 2024
Foreign Boards of Trade
2024-17828
Final ruleAug 15, 2024
Order Granting Conditional Substituted Compliance in Connection With Certain Capital and Financial Reporting Requirements Applicable to Nonbank Swap Dealers Domiciled in the French Republic and Federal Republic of Germany and Subject to Regulation in the European Union
2024-15095
Final ruleJul 18, 2024
Order Granting Conditional Substituted Compliance in Connection With Certain Capital and Financial Reporting Requirements Applicable to Nonbank Swap Dealers Subject to Regulation by the United Kingdom Prudential Regulation Authority
2024-15094
Final ruleJul 18, 2024
Order Granting Conditional Substituted Compliance in Connection With Certain Capital and Financial Reporting Requirements Applicable to Nonbank Swap Dealer Subject to Regulation by the Mexican Comision Nacional Bancaria y de Valores and Banco de Mexico
2024-15093
Final ruleJul 18, 2024
Order Granting Conditional Substituted Compliance in Connection With Certain Capital and Financial Reporting Requirements Applicable to Nonbank Swap Dealers Subject to Regulation by the Financial Services Agency of Japan
2024-15092
Final ruleJul 18, 2024
Event Contracts
2024-14610 · significant
Proposed ruleJul 5, 2024
Privacy Act Regulations
2024-12685 · significant
Final ruleJun 17, 2024
Event Contracts
2024-12125 · significant
Proposed ruleJun 10, 2024
Large Trader Reporting Requirements
2024-11798
Final ruleJun 3, 2024
Capital and Financial Reporting Requirements for Swap Dealers and Major Swap Participants
2024-10342 · significant
Final ruleMay 23, 2024
Swap Confirmation Requirements for Swap Execution Facilities
2024-09368
Final ruleMay 1, 2024
Requirements for Designated Contract Markets and Swap Execution Facilities Regarding Governance and the Mitigation of Conflicts of Interest Impacting Market Regulation Functions
2024-08872
Proposed ruleApr 25, 2024
Requirements for Designated Contract Markets and Swap Execution Facilities Regarding Governance and the Mitigation of Conflicts of Interest Impacting Market Regulation Functions
2024-04938
Proposed ruleMar 19, 2024
Form PF; Reporting Requirements for All Filers and Large Hedge Fund Advisers
2024-03473
Final ruleMar 12, 2024
Foreign Boards of Trade
2024-04117
Proposed ruleMar 1, 2024
Regulations To Address Margin Adequacy and To Account for the Treatment of Separate Accounts by Futures Commission Merchants
2024-04107
Proposed ruleMar 1, 2024
Real-Time Public Reporting Requirements and Swap Data Recordkeeping and Reporting Requirements; Reopening of Comment Period
2024-04255 · significant
Proposed ruleFeb 29, 2024
Operational Resilience Framework for Futures Commission Merchants, Swap Dealers, and Major Swap Participants
2024-03826 · significant
Proposed ruleFeb 26, 2024
Protection of Clearing Member Funds Held by Derivatives Clearing Organizations
2024-02234
Proposed ruleFeb 6, 2024
Notice of Proposed Order and Request for Comment on an Application for a Capital Comparability Determination Submitted on Behalf of Nonbank Swap Dealers Subject to Capital and Financial Reporting Requirements of the United Kingdom and Regulated by the United Kingdom Prudential Regulation Authority
2024-02070
Proposed ruleFeb 5, 2024
Privacy Act Regulations
2024-01684 · significant
Proposed ruleFeb 2, 2024
Annual Adjustment of Civil Monetary Penalties To Reflect Inflation-2024
2024-01341
Final ruleJan 24, 2024
Operational Resilience Framework for Futures Commission Merchants, Swap Dealers, and Major Swap Participants
2023-28745 · significant
Proposed ruleJan 24, 2024
Capital and Financial Reporting Requirements for Swap Dealers and Major Swap Participants
2023-28649 · significant
Proposed ruleJan 16, 2024
Protection of Clearing Member Funds Held by Derivatives Clearing Organizations
2023-28767
Proposed ruleJan 3, 2024

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Read from the Federal Register API, last updated 2026-10-23. The document on federalregister.gov is the official record; dates and dockets can change through later corrections. Free to reuse with credit to SpecStream under CC BY 4.0.