Data / Federal rules / 2026-12743
Joint Request for Comment on Further Definition of “Swap” and “Security-Based Swap” and on Alternative Compliance
The Securities and Exchange Commission published this proposed rule in the Federal Register on June 24, 2026. Comments closed on August 24, 2026.
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What the agency says
The Commodity Futures Trading Commission ("CFTC") and the Securities and Exchange Commission ("SEC") (together, the "Commissions") request public comment on potential ways to draw clearer regulatory lines with respect to innovative products that may implicate both SEC and CFTC regulatory interests. The Commissions also request public comment on potential approaches to enable alternative compliance.
Key facts
- Document number
- 2026-12743
- Type
- Proposed rule
- Action
- Joint request for comment
- Agency
- Commodity Futures Trading Commission; Securities and Exchange Commission
- Published
- June 24, 2026
- Comments due
- August 24, 2026
- Dates
- Comments must be received on or before August 24, 2026.
- Docket
- Release No. 33-11424; 34-105735; File No. S7-2026-21
- Regulation ID (RIN)
- 3038-AF71; 3235-AN79
- Code of Federal Regulations
- 17 CFR 1; 17 CFR 230; 17 CFR 240; 17 CFR 241
- Pages
- 5
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Everything from the Securities and Exchange Commission · Published in June 2026
Read from the Federal Register API, last updated 2026-10-23. The document on federalregister.gov is the official record; dates and dockets can change through later corrections. Free to reuse with credit to SpecStream under CC BY 4.0.