Data / Federal rules / 2026-19006
Whistleblower Award Determination
The Commodity Futures Trading Commission published this final rule in the Federal Register on September 16, 2026. It took effect on October 16, 2026.
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What the agency says
The Commodity Futures Trading Commission ("Commission" or "CFTC") is amending its rules implementing section 23 of the Commodity Exchange Act ("CEA"). Section 23 of the CEA and the Commission's implementing regulations provide for the payment of awards, subject to certain limitations and conditions, to whistleblowers who provide the Commission with information that aids in successful enforcement efforts. The Commission is adopting amendments, which are modeled on a similar provision in the Securities and Exchange Commission's ("SEC") regulations, to part 165 of its regulations to increase the efficiency, transparency, and predictability of whistleblower claims process, thereby protecting and enhancing the program's effectiveness in incentivizing whistleblowers to report. The amendments also include technical corrections to the whistleblower rules to reflect the Whistleblower Office's ("WBO") move in 2025, consistent with its adjudicatory functions, to the Office of the General Counsel ("OGC").
Key facts
- Document number
- 2026-19006
- Type
- Final rule
- Action
- Final rule
- Agency
- Commodity Futures Trading Commission
- Published
- September 16, 2026
- Takes effect
- October 16, 2026
- Dates
- This rule is effective October 16, 2026.
- Regulation ID (RIN)
- 3038-AF74
- Code of Federal Regulations
- 17 CFR 165
- Topics
- Administrative practice and procedure; Government employees; Investigations; Whistleblowing
- Pages
- 18
Other documents from the Commodity Futures Trading Commission
| Document | Type | Published |
|---|---|---|
| Further Definition of “Swap”-Inclusions 2026-21377 | Proposed rule | Oct 19 |
| Further Definition of “Swap” To Exclude Casino-Style Gambling Products 2026-21376 | Final rule | Oct 19 |
| Regulation Crypto Asset Transactions and Regulation Crypto Asset Markets 2026-20888 | Proposed rule | Oct 13 |
| Privacy Act Regulations 2026-19290 · significant | Proposed rule | Sep 21 |
| Clearing Requirement Determination Under Section 2(h) of the Commodity Exchange Act for Interest Rate Swaps To Account for CAD and MXN Interest Rate Benchmark Transitions 2026-18212 | Final rule | Sep 8 |
| Form PF; Reporting Requirements for All Filers and Large Hedge Fund Advisers; Further Extension of Compliance Date 2026-18104 | Final rule | Sep 3 |
| Swap Execution Facility Order Book Requirement for Permitted Transactions 2026-17416 | Proposed rule | Aug 26 |
| Request for Comment on the Listing of Compute Derivatives Contracts 2026-17163 | Proposed rule | Aug 21 |
Everything from the Commodity Futures Trading Commission · Rules on administrative practice and procedure · Rules on government employees · Rules on investigations · Published in September 2026
Read from the Federal Register API, last updated 2026-10-24. The document on federalregister.gov is the official record; dates and dockets can change through later corrections. Free to reuse with credit to SpecStream under CC BY 4.0.