Data / Federal rules / 2024-31177
Regulations To Address Margin Adequacy and To Account for the Treatment of Separate Accounts by Futures Commission Merchants
The Commodity Futures Trading Commission published this final rule in the Federal Register on January 22, 2025. It took effect on March 24, 2025.
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What the agency says
The Commodity Futures Trading Commission (Commission or CFTC) is amending its regulations, adopted under the Commodity Exchange Act (CEA), to require a futures commission merchant (FCM) to ensure a customer does not withdraw funds from its account with the FCM if the balance in the account after the withdrawal would be insufficient to meet the customer's initial margin requirements; and relatedly, to permit an FCM, subject to certain requirements, to treat the separate accounts of a single customer as accounts of separate entities for purposes of certain Commission regulations.
Key facts
- Document number
- 2024-31177
- Type
- Final rule
- Action
- Final rule
- Agency
- Commodity Futures Trading Commission
- Published
- January 22, 2025
- Takes effect
- March 24, 2025
- Dates
- Effective date: This rule is effective March 24, 2025.
- Regulation ID (RIN)
- 3038-AF21
- Code of Federal Regulations
- 17 CFR 1; 17 CFR 22; 17 CFR 30; 17 CFR 39
- Topics
- Brokers; Commodity futures; Consumer protection; Reporting and recordkeeping requirements; Swaps
- Pages
- 61
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| Form PF; Reporting Requirements for All Filers and Large Hedge Fund Advisers; Further Extension of Compliance Date 2026-18104 | Final rule | Sep 3 |
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Everything from the Commodity Futures Trading Commission · Rules on brokers · Rules on commodity futures · Rules on consumer protection · Published in January 2025
Read from the Federal Register API, last updated 2026-10-23. The document on federalregister.gov is the official record; dates and dockets can change through later corrections. Free to reuse with credit to SpecStream under CC BY 4.0.