Data / Investment advisers / Minnesota / Summit Investment Advisory Services
Summit Investment Advisory Services, Roseville, MN: $746 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Summit Investment Advisory Services is an SEC registered investment adviser with its main office in Roseville, Minnesota and reports $746 million in regulatory assets under management in its Form ADV filed July 22, 2026. Its clients include high net worth individuals, individuals and corporations and other businesses. It is paid through a percentage of assets under management, hourly charges and fixed fees.
The request: Watch Summit Investment Advisory Services (CRD number 168594): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 168594
- SEC file number
- 801-110650
- SEC status
- Approved, effective June 9, 2017
- Legal name
- Summit Investment Advisory Services, LLC
- Main office
- 3065 Center Pointe Drive Suite 2, Roseville, MN 55113
- Phone
- (651) 490-2939
- Regulatory AUM
- $745,821,237 in the Form ADV filed July 22, 2026
- Discretionary AUM
- $740,063,836
- Non discretionary AUM
- $5,757,401
- Accounts
- 2,466
- Employees
- 11, of which 8 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Other offices
- 2
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- July 22, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 320 | $445.2 million |
| Individuals (other than high net worth individuals) | 755 | $300.1 million |
| Corporations or other businesses | Fewer than 5 | $458,697 |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| March 2, 2026 | $745.8 million | February 17, 2026 |
| December 1, 2025 | $632.5 million | March 12, 2025 |
Other advisers in Minnesota
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Systelligence, LLC | Bloomington | $783.9 million | Not listed | adviserinfo.sec.gov |
| DSG Capital Advisors, LLC | Edina | $780.3 million | Not listed | adviserinfo.sec.gov |
| Strong Tower Advisory Services | Minneapolis | $759.2 million | Not listed | adviserinfo.sec.gov |
| Navpoint Financial, Inc. | Prior Lake | $752.2 million | Not listed | adviserinfo.sec.gov |
| Stevens Foster Financial Advisors | Bloomington | $750.4 million | Not listed | adviserinfo.sec.gov |
| Schwarz Dygos Wheeler Investment Advisors LLC | Minneapolis | $730.4 million | Not listed | adviserinfo.sec.gov |
| Valtinson Bruner Financial Planning | New Brighton | $712 million | Not listed | adviserinfo.sec.gov |
| The Wealth Group, Austin B. Colby & Associates | Eden Prairie | $711 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Minnesota
- Advisers with $500 million to $1 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Summit Investment Advisory Services on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.