Data / Investment advisers / Minnesota / Navpoint Financial, Inc.
Navpoint Financial, Inc., Prior Lake, MN: $752 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Navpoint Financial, Inc. is an SEC registered investment adviser with its main office in Prior Lake, Minnesota and reports $752 million in regulatory assets under management in its Form ADV filed March 25, 2026. Its clients include high net worth individuals and individuals. It is paid through a percentage of assets under management, hourly charges and fixed fees.
The request: Watch Navpoint Financial, Inc. (CRD number 109432): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 109432
- SEC file number
- 801-55229
- SEC status
- Approved, effective January 28, 1998
- Main office
- 16180 Hastings Ave Se Suite 301, Prior Lake, MN 55372
- Phone
- (952) 746-1115
- Website
- navpoint-financial.com
- Regulatory AUM
- $752,158,685 in the Form ADV filed March 25, 2026
- Discretionary AUM
- $740,129,122
- Non discretionary AUM
- $12,029,563
- Accounts
- 945
- Employees
- 7, of which 7 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 25, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 188 | $729.1 million |
| Individuals (other than high net worth individuals) | 41 | $23.1 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $752.2 million | March 25, 2026 |
| December 1, 2025 | $643.6 million | March 28, 2025 |
Other advisers in Minnesota
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Birchwood Financial Partners, Inc. | Bloomington | $853.2 million | Not listed | adviserinfo.sec.gov |
| The Advocate Group, LLC | Minnetonka | $809.9 million | Not listed | adviserinfo.sec.gov |
| Systelligence, LLC | Bloomington | $783.9 million | Not listed | adviserinfo.sec.gov |
| DSG Capital Advisors, LLC | Edina | $780.3 million | Not listed | adviserinfo.sec.gov |
| Strong Tower Advisory Services | Minneapolis | $759.2 million | Not listed | adviserinfo.sec.gov |
| Stevens Foster Financial Advisors | Bloomington | $750.4 million | Not listed | adviserinfo.sec.gov |
| Summit Investment Advisory Services | Roseville | $745.8 million | Not listed | adviserinfo.sec.gov |
| Schwarz Dygos Wheeler Investment Advisors LLC | Minneapolis | $730.4 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Minnesota
- Advisers with $500 million to $1 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Navpoint Financial, Inc. on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.