Data / Investment advisers / Wisconsin / Sugar Maple Asset Management, LLC
Sugar Maple Asset Management, LLC, Sister Bay, WI: $292 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Sugar Maple Asset Management, LLC is an SEC registered investment adviser with its main office in Sister Bay, Wisconsin and reports $292 million in regulatory assets under management in its Form ADV filed March 11, 2026. Its clients include high net worth individuals, individuals and pooled investment vehicles. It is paid through a percentage of assets under management, hourly charges and fixed fees. It advises 1 private fund.
The request: Watch Sugar Maple Asset Management, LLC (CRD number 282632): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 282632
- SEC file number
- 801-126457
- SEC status
- Approved, effective August 29, 2022
- Main office
- 2580 S Bay Shore Drive Suite C, Sister Bay, WI 54234
- Phone
- (920) 585-4985
- Website
- sugarmapleam.com
- Regulatory AUM
- $291,512,235 in the Form ADV filed March 11, 2026
- Discretionary AUM
- $291,512,235
- Accounts
- 210
- Employees
- 3, of which 3 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, fixed fees, performance based fees
- Private funds
- 1: 1 hedge fund
- Gross assets of private funds
- $9,964,920
- Other offices
- 1
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 11, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 42 | $220.5 million |
| Individuals (other than high net worth individuals) | 160 | $54.8 million |
| Pooled investment vehicles | 1 | $10 million |
| Corporations or other businesses | 2 | $6 million |
| Charitable organizations | 3 | $224,693 |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $291.5 million | March 11, 2026 |
| December 1, 2025 | $259 million | October 8, 2025 |
Other advisers in Wisconsin
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Duell Financial Strategies | Appleton | $319.2 million | Not listed | adviserinfo.sec.gov |
| 401k Investment Professionals | Waunakee | $311 million | Not listed | adviserinfo.sec.gov |
| H. C. Denison Co. | Sheboygan | $310 million | Not listed | adviserinfo.sec.gov |
| Sterling Capital Management Inc | Brookfield | $296.9 million | Not listed | adviserinfo.sec.gov |
| Wisconsin Capital Management, LLC | Madison | $293.6 million | Not listed | adviserinfo.sec.gov |
| Brook Capital | Brookfield | $283.3 million | Not listed | adviserinfo.sec.gov |
| Macco Financial Group, Inc. | Green Bay | $277.8 million | Not listed | adviserinfo.sec.gov |
| Walleye Partners LLC | Madison | $276.7 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Wisconsin
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Advisers that manage private funds
- Sugar Maple Asset Management, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.