Data / Investment advisers / Wisconsin / Sterling Capital Management Inc
Sterling Capital Management Inc, Brookfield, WI: $297 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Sterling Capital Management Inc is an SEC registered investment adviser with its main office in Brookfield, Wisconsin and reports $297 million in regulatory assets under management in its Form ADV filed March 24, 2026. Its clients include high net worth individuals, charitable organizations and individuals. It is paid through a percentage of assets under management, hourly charges and fixed fees.
The request: Watch Sterling Capital Management Inc (CRD number 106822): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 106822
- SEC file number
- 801-54107
- SEC status
- Approved, effective March 24, 1997
- Main office
- 17160 W. North Ave Suite 200, Brookfield, WI 53005
- Phone
- (262) 970-9700
- Regulatory AUM
- $296,946,819 in the Form ADV filed March 24, 2026
- Discretionary AUM
- $227,360,071
- Non discretionary AUM
- $69,586,748
- Accounts
- 388
- Employees
- 3, of which 3 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, hourly charges, fixed fees, performance based fees
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 24, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 123 | $181.7 million |
| Charitable organizations | 5 | $60.1 million |
| Individuals (other than high net worth individuals) | 210 | $45.6 million |
| Corporations or other businesses | 7 | $3.6 million |
| Pension and profit sharing plans | 2 | $2.1 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $296.9 million | March 24, 2026 |
| December 1, 2025 | $255.2 million | March 31, 2025 |
Other advisers in Brookfield
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Annex Wealth Management, LLC | Brookfield | $8.05 billion | Not listed | adviserinfo.sec.gov |
| BKM Wealth Management | Brookfield | $651.8 million | Not listed | adviserinfo.sec.gov |
| Charter Capital Management, Inc | Brookfield | $462.2 million | Not listed | adviserinfo.sec.gov |
| Envision Financial LLC | Brookfield | $352.9 million | Not listed | adviserinfo.sec.gov |
| Brook Capital | Brookfield | $283.3 million | Not listed | adviserinfo.sec.gov |
| Review Services Inc | Brookfield | $227.4 million | Not listed | adviserinfo.sec.gov |
| Entasis Asset Management LLC | Brookfield | $197.9 million | Not listed | adviserinfo.sec.gov |
| Granite Financial Group | Brookfield | $186.2 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Brookfield, WI
- Investment advisers in Wisconsin
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving charitable organizations
- Sterling Capital Management Inc on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.