Data / Investment advisers / Wisconsin / Richmond Investment Services LLC
Richmond Investment Services LLC, Mequon, WI: $742 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Richmond Investment Services LLC is an SEC registered investment adviser with its main office in Mequon, Wisconsin and reports $742 million in regulatory assets under management in its Form ADV filed October 9, 2026. Its clients include high net worth individuals, individuals and charitable organizations. It is paid through a percentage of assets under management, hourly charges and fixed fees.
The request: Watch Richmond Investment Services LLC (CRD number 327451): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 327451
- SEC file number
- 801-129477
- SEC status
- Approved, effective March 7, 2024
- Main office
- 7702 W Mequon Rd, Mequon, WI 53097
- Phone
- (262) 242-4200
- Regulatory AUM
- $742,039,195 in the Form ADV filed October 9, 2026
- Discretionary AUM
- $742,039,195
- Accounts
- 2,643
- Employees
- 22, of which 11 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Other offices
- 1
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- October 9, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 570 | $544.7 million |
| Individuals (other than high net worth individuals) | 846 | $188.5 million |
| Charitable organizations | 24 | $4.8 million |
| Pension and profit sharing plans | 6 | $3.8 million |
| Corporations or other businesses | 4 | $257,575 |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| November 2, 2026 | $742 million | October 9, 2026 |
| April 1, 2026 | $453.2 million | March 23, 2026 |
| December 1, 2025 | $393.5 million | October 15, 2025 |
Other advisers in Wisconsin
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Advisors Management Group Inc | LA Crosse | $819.6 million | Not listed | adviserinfo.sec.gov |
| Capital Innovations, LLC | Waukesha | $806.7 million | Not listed | adviserinfo.sec.gov |
| Copper Harbor Investment Advisors, LLC | Appleton | $805 million | Not listed | adviserinfo.sec.gov |
| Global View Capital Management LLC | Waukesha | $775.2 million | Not listed | adviserinfo.sec.gov |
| Skylands Capital, LLC | Milwaukee | $746.5 million | 4 | adviserinfo.sec.gov |
| Baird Capital Management Company, LLC | Milwaukee | $737.9 million | 11 | adviserinfo.sec.gov |
| Alpha Investment Consulting Group, LLC | Milwaukee | $713.6 million | Not listed | adviserinfo.sec.gov |
| Broadview Financial Management, LLC | Wauwatosa | $699.2 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Wisconsin
- Advisers with $500 million to $1 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Richmond Investment Services LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.