Data / Investment advisers / Wisconsin / Copper Harbor Investment Advisors, LLC
Copper Harbor Investment Advisors, LLC, Appleton, WI: $805 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Copper Harbor Investment Advisors, LLC is an SEC registered investment adviser with its main office in Appleton, Wisconsin and reports $805 million in regulatory assets under management in its Form ADV filed March 11, 2026. Its clients include high net worth individuals, individuals and pension and profit sharing plans. It is paid through a percentage of assets under management and hourly charges.
The request: Watch Copper Harbor Investment Advisors, LLC (CRD number 169978): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 169978
- SEC file number
- 801-81035
- SEC status
- Approved, effective February 26, 2015
- Main office
- 250 North Metro Drive Suite a, Appleton, WI 54913
- Phone
- (920) 441-0300
- Website
- copperharbor.us
- Regulatory AUM
- $805,000,000 in the Form ADV filed March 11, 2026
- Discretionary AUM
- $805,000,000
- Accounts
- 250
- Employees
- 6, of which 6 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges
- Other offices
- 1
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 11, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 120 | $700 million |
| Individuals (other than high net worth individuals) | 106 | $48 million |
| Pension and profit sharing plans | 14 | $40 million |
| Corporations or other businesses | 8 | $12 million |
| Charitable organizations | 2 | $5 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $805 million | March 11, 2026 |
| December 1, 2025 | $665 million | January 30, 2025 |
Other advisers in Appleton
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Gateway Wealth Partners, LLC | Appleton | $2.28 billion | Not listed | adviserinfo.sec.gov |
| McGlone Suttner Wealth Management, Inc. | Appleton | $1.01 billion | Not listed | adviserinfo.sec.gov |
| Endowment Wealth Management, Inc. | Appleton | $609.2 million | 11 | adviserinfo.sec.gov |
| Avaii Wealth Management, LLC | Appleton | $602.8 million | Not listed | adviserinfo.sec.gov |
| Winch Financial | Appleton | $580.2 million | Not listed | adviserinfo.sec.gov |
| Kom Wealth Management Group, LLC | Appleton | $407.8 million | Not listed | adviserinfo.sec.gov |
| Duell Financial Strategies | Appleton | $319.2 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Appleton, WI
- Investment advisers in Wisconsin
- Advisers with $500 million to $1 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Copper Harbor Investment Advisors, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.