Data / Investment advisers / Wisconsin / Endowment Wealth Management, Inc.
Endowment Wealth Management, Inc., Appleton, WI: $609 million AUM, SEC registered investment adviser
Endowment Wealth Management, Inc. is an SEC registered investment adviser with its main office in Appleton, Wisconsin and reports $609 million in regulatory assets under management in its Form ADV filed July 6, 2026. Its clients include high net worth individuals, individuals and pooled investment vehicles. It is paid through a percentage of assets under management, hourly charges and fixed fees. It advises 11 private funds.
SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.
- Registration
- SEC registered investment adviser
- CRD number
- 108652
- SEC file number
- 801-112413
- SEC status
- Approved, effective February 8, 2018
- Main office
- W6272 Communication Court, Appleton, WI 54914
- Phone
- (920) 785-6010
- Regulatory AUM
- $609,222,636 in the Form ADV filed July 6, 2026
- Discretionary AUM
- $402,535,915
- Non discretionary AUM
- $206,686,721
- Accounts
- 3,057
- Employees
- 14, of which 10 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, hourly charges, fixed fees, performance based fees
- Private funds
- 11: 7 venture capital funds, 4 private equity funds
- Gross assets of private funds
- $93,515,215
- Other offices
- 6
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- July 6, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 145 | $346.5 million |
| Individuals (other than high net worth individuals) | 326 | $157.8 million |
| Pooled investment vehicles | 11 | $93.5 million |
| Charitable organizations | 4 | $6.6 million |
| Pension and profit sharing plans | 4 | $3.6 million |
| Corporations or other businesses | 1 | $1.2 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $609.2 million | March 30, 2026 |
| December 1, 2025 | $427.6 million | September 24, 2025 |
Other advisers in Appleton
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Gateway Wealth Partners, LLC | Appleton | $2.28 billion | Not listed | adviserinfo.sec.gov |
| McGlone Suttner Wealth Management, Inc. | Appleton | $1.01 billion | Not listed | adviserinfo.sec.gov |
| Copper Harbor Investment Advisors, LLC | Appleton | $805 million | Not listed | adviserinfo.sec.gov |
| Avaii Wealth Management, LLC | Appleton | $602.8 million | Not listed | adviserinfo.sec.gov |
| Winch Financial | Appleton | $580.2 million | Not listed | adviserinfo.sec.gov |
| Kom Wealth Management Group, LLC | Appleton | $407.8 million | Not listed | adviserinfo.sec.gov |
| Duell Financial Strategies | Appleton | $319.2 million | Not listed | adviserinfo.sec.gov |
| Cornerstone Financial Group | Appleton | $220.2 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Appleton, WI
- Investment advisers in Wisconsin
- Advisers with $500 million to $1 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Advisers that manage private funds
- Endowment Wealth Management, Inc. on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.