Data / Investment advisers / Colorado / Mathies Financial Partners
Mathies Financial Partners, Pueblo, CO: $104 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Mathies Financial Partners is an SEC registered investment adviser with its main office in Pueblo, Colorado and reports $104 million in regulatory assets under management in its Form ADV filed July 16, 2026. Its clients include individuals and high net worth individuals. It is paid through a percentage of assets under management, hourly charges and fixed fees.
The request: Watch Mathies Financial Partners (CRD number 150079): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 150079
- SEC file number
- 801-136624
- SEC status
- Approved, effective July 16, 2026
- Legal name
- Prestige Wealth Management, LLC
- Main office
- 540 E. Abriendo Avenue Suite B, Pueblo, CO 81004
- Phone
- (719) 434-3939
- Website
- mathiesfp.com
- Regulatory AUM
- $103,963,088 in the Form ADV filed July 16, 2026
- Discretionary AUM
- $103,963,088
- Accounts
- 803
- Employees
- 4, of which 4 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Other offices
- 4
- Form ADV Item 11 disclosures
- Reported: other federal, state or foreign regulatory actions
- Latest Form ADV filing
- July 16, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Individuals (other than high net worth individuals) | 298 | $61.1 million |
| High net worth individuals | 26 | $42.9 million |
Other advisers in Colorado
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Jim Saulnier & Associates, LLC | Fort Collins | $286.4 million | Not listed | adviserinfo.sec.gov |
| Lotusgroup Advisors | Denver | $286 million | Not listed | adviserinfo.sec.gov |
| Bespoke Advisory | Evergreen | $284 million | Not listed | adviserinfo.sec.gov |
| Vital Investment Management LLC | Loveland | $283.9 million | Not listed | adviserinfo.sec.gov |
| Bear Creek Fund Advisors LLC | Denver | $282.5 million | 3 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Colorado
- Advisers with $100 million to $500 million in AUM
- Advisers serving individuals
- Advisers serving high net worth individuals
- Mathies Financial Partners on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.