Data / Investment advisers / Wisconsin / Leverty Financial Group, LLC
Leverty Financial Group, LLC, Hudson, WI: $677 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Leverty Financial Group, LLC is an SEC registered investment adviser with its main office in Hudson, Wisconsin and reports $677 million in regulatory assets under management in its Form ADV filed January 22, 2026. Its clients include high net worth individuals, individuals and charitable organizations. It is paid through a percentage of assets under management, hourly charges and fixed fees.
The request: Watch Leverty Financial Group, LLC (CRD number 310258): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 310258
- SEC file number
- 801-119342
- SEC status
- Approved, effective August 27, 2020
- Main office
- 201 2nd Street South, Hudson, WI 54016
- Phone
- (715) 377-2080
- Regulatory AUM
- $676,836,895 in the Form ADV filed January 22, 2026
- Discretionary AUM
- $669,905,080
- Non discretionary AUM
- $6,931,815
- Accounts
- 2,365
- Employees
- 8, of which 6 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Other offices
- 1
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- January 22, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 263 | $539.1 million |
| Individuals (other than high net worth individuals) | 392 | $131.7 million |
| Charitable organizations | 3 | $3.2 million |
| Corporations or other businesses | 6 | $2.2 million |
| Pension and profit sharing plans | 1 | $631,440 |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| February 2, 2026 | $676.8 million | January 22, 2026 |
| December 1, 2025 | $567.4 million | October 16, 2025 |
Other advisers in Wisconsin
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Richmond Investment Services LLC | Mequon | $742 million | Not listed | adviserinfo.sec.gov |
| Baird Capital Management Company, LLC | Milwaukee | $737.9 million | 11 | adviserinfo.sec.gov |
| Alpha Investment Consulting Group, LLC | Milwaukee | $713.6 million | Not listed | adviserinfo.sec.gov |
| Broadview Financial Management, LLC | Wauwatosa | $699.2 million | Not listed | adviserinfo.sec.gov |
| Marietta Investment Partners, LLC | Milwaukee | $683.7 million | Not listed | adviserinfo.sec.gov |
| Jacobson & Schmitt Advisors, LLC | Middleton | $676.4 million | Not listed | adviserinfo.sec.gov |
| Riverwater Partners LLC | Milwaukee | $660.9 million | Not listed | adviserinfo.sec.gov |
| BKM Wealth Management | Brookfield | $651.8 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Wisconsin
- Advisers with $500 million to $1 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Leverty Financial Group, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.