Data / Investment advisers / Tennessee / Leading Edge Financial Planning LLC
Leading Edge Financial Planning LLC, Knoxville, TN: $522 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Leading Edge Financial Planning LLC is an SEC registered investment adviser with its main office in Knoxville, Tennessee and reports $522 million in regulatory assets under management in its Form ADV filed September 2, 2026. Its clients include high net worth individuals and individuals. It is paid through a percentage of assets under management.
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- Registration
- SEC registered investment adviser
- CRD number
- 277149
- SEC file number
- 801-120413
- SEC status
- Approved, effective March 1, 2021
- Main office
- 6921 Office Park Circle, Knoxville, TN 37909
- Phone
- (865) 240-2292
- Website
- open.spotify.com
- Regulatory AUM
- $521,784,881 in the Form ADV filed September 2, 2026
- Discretionary AUM
- $521,784,881
- Accounts
- 1,678
- Employees
- 15, of which 9 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management
- Other offices
- 9
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- September 2, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 193 | $419.8 million |
| Individuals (other than high net worth individuals) | 109 | $102 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $521.8 million | March 3, 2026 |
| December 1, 2025 | $360.2 million | August 14, 2025 |
Other advisers in Knoxville
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Pya Waltman Capital, LLC | Knoxville | $1.01 billion | Not listed | adviserinfo.sec.gov |
| Proffitt & Goodson Inc. | Knoxville | $797.7 million | Not listed | adviserinfo.sec.gov |
| WMG Financial Advisors, LLC | Knoxville | $693.8 million | Not listed | adviserinfo.sec.gov |
| Cogentblue | Knoxville | $606 million | Not listed | adviserinfo.sec.gov |
| Brogan Financial | Knoxville | $577 million | Not listed | adviserinfo.sec.gov |
| NBZ Investment Advisors, LLC | Knoxville | $431.2 million | Not listed | adviserinfo.sec.gov |
| Insight Strategic Wealth LLC | Knoxville | $401 million | Not listed | adviserinfo.sec.gov |
| Visionary Horizons, LLC | Knoxville | $396.7 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Knoxville, TN
- Investment advisers in Tennessee
- Advisers with $500 million to $1 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Leading Edge Financial Planning LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.