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Data / Investment advisers / Tennessee / Knoxville

Investment advisers in Knoxville, TN: 29 firms, $20.6 billion in AUM

Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.

29 investment advisers have their main office in Knoxville, Tennessee: 29 SEC registered and 0 exempt reporting. The registered advisers report $20.6 billion in regulatory assets under management in the SEC's Form ADV file of November 2, 2026, and the largest is GSV Equity Holdings, LLC with $4.6 billion.

The request: Every investment adviser in Knoxville, Tennessee with AUM over $100 million, with phone and website. $10 of work on sign-up, no card.

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SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.

  • 29Advisers
  • 29SEC registered
  • $20.6 billionTotal AUM
  • 28Advisers over $100 million
  • 2Manage private funds
  • November 2, 2026File date

Largest advisers by AUM

Ranked by regulatory AUM, then by private funds. Each row links to the firm page where it has one, and to its SEC record.

AdviserCityAUMAccountsEmployeesPrivate fundsPhoneWebsiteSource
GSV Equity Holdings, LLCKnoxville$4.58 billion164414(888) 534-4891adviserinfo.sec.gov
Rather & Kittrell, Inc.Knoxville$2.25 billion3,20632Not listed(865) 218-8400rkcapital.comadviserinfo.sec.gov
Patriot Investment Management Group IncKnoxville$1.91 billion4,19725Not listed(865) 777-2479adviserinfo.sec.gov
Martin & Company Investment CounselKnoxville$1.65 billion2606Not listed(865) 541-4747martin-co.comadviserinfo.sec.gov
Tvamp, LLCKnoxville$1.19 billion5,05738Not listed(865) 226-9982adviserinfo.sec.gov
Pya Waltman Capital, LLCKnoxville$1.01 billion1,52817Not listed(865) 693-6301adviserinfo.sec.gov
Proffitt & Goodson Inc.Knoxville$797.7 million9719Not listed(865) 584-1850proffittgoodson.comadviserinfo.sec.gov
WMG Financial Advisors, LLCKnoxville$693.8 million1,65418Not listed(865) 290-4000markashfordadvisor.comadviserinfo.sec.gov
CogentblueKnoxville$606 million4185Not listed(865) 309-5892adviserinfo.sec.gov
Brogan FinancialKnoxville$577 million2,09331Not listed(865) 862-6800adviserinfo.sec.gov
Leading Edge Financial Planning LLCKnoxville$521.8 million1,67815Not listed(865) 240-2292open.spotify.comadviserinfo.sec.gov
NBZ Investment Advisors, LLCKnoxville$431.2 million5297Not listed(865) 584-1184nbzinvest.comadviserinfo.sec.gov
Insight Strategic Wealth LLCKnoxville$401 million7227Not listed(866) 467-9756insightstrategicwealth.comadviserinfo.sec.gov
Visionary Horizons, LLCKnoxville$396.7 million3,98912Not listed(865) 675-8496adviserinfo.sec.gov
Moon Capital Management, LLCKnoxville$391.5 million40761(865) 546-1234mooncap.comadviserinfo.sec.gov
Blue Ridge Wealth PlannersKnoxville$361.7 million2,13726Not listed(865) 392-4260planforeverything.comadviserinfo.sec.gov
Ridgepath Capital Management LLCKnoxville$358.9 million3385Not listed(865) 240-4984adviserinfo.sec.gov
The Nalls Sherbakoff Group, LLCKnoxville$337.1 million7465Not listed(865) 691-0898adviserinfo.sec.gov
Creekside Capital, Inc.Knoxville$279.7 million7734Not listed(865) 693-5300adviserinfo.sec.gov
Valor Financial Services, LLCKnoxville$273.3 million1,6752Not listed(865) 675-1200valorfs.netadviserinfo.sec.gov
Knox Wealth Partners AdvisoryKnoxville$272.9 million9217Not listed(865) 291-2422adviserinfo.sec.gov
Alliance Wealth Management Partners LLCKnoxville$272.4 million1,63713Not listed(865) 862-5956secwealthmanagement.comadviserinfo.sec.gov
Councilmark Asset Management, LLCKnoxville$270.8 million1073Not listed(865) 330-2525councilmark.comadviserinfo.sec.gov
Retirement Planning ServicesKnoxville$246 million5106Not listed(865) 220-9311adviserinfo.sec.gov
Marsh Wealth Management, LLCKnoxville$182.3 million5656Not listed(865) 622-2162adviserinfo.sec.gov
Providence Wealth Management LLCKnoxville$151.8 million6778Not listed(865) 691-6699adviserinfo.sec.gov
Cosey Financial Services, Inc.Knoxville$123.7 million9086Not listed(865) 470-4244coseyfinancial.comadviserinfo.sec.gov
CW Securities, LLCKnoxville$113.5 million1453Not listed(865) 690-9886adviserinfo.sec.gov
W.B. Edwards & Co.KnoxvilleNot listed02Not listed(865) 999-2032adviserinfo.sec.gov

Advisers in Knoxville that manage private funds

2 advisers report private funds. The 30 with the most funds.

AdviserCityStatePrivate fundsHedgePrivate equityVenture capitalReal estateFund gross assetsAUMSource
GSV Equity Holdings, LLCKnoxvilleTN14Not listed14Not listedNot listed$1.23 billion$4.58 billionadviserinfo.sec.gov
Moon Capital Management, LLCKnoxvilleTN11Not listedNot listedNot listed$33.9 million$391.5 millionadviserinfo.sec.gov

Also on SpecStream

Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.