Data / Investment advisers / Tennessee / Brogan Financial
Brogan Financial, Knoxville, TN: $577 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Brogan Financial is an SEC registered investment adviser with its main office in Knoxville, Tennessee and reports $577 million in regulatory assets under management in its Form ADV filed March 31, 2026. Its clients include high net worth individuals, individuals and corporations and other businesses. It is paid through a percentage of assets under management, hourly charges and fixed fees.
The request: Watch Brogan Financial (CRD number 133623): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 133623
- SEC file number
- 801-69181
- SEC status
- Approved, effective May 13, 2008
- Legal name
- Brogan Financial, Inc.
- Main office
- 2160 Lakeside Centre Way Suite 102, Knoxville, TN 37922
- Phone
- (865) 862-6800
- Regulatory AUM
- $577,039,484 in the Form ADV filed March 31, 2026
- Discretionary AUM
- $565,742,997
- Non discretionary AUM
- $11,296,487
- Accounts
- 2,093
- Employees
- 31, of which 5 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 31, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 159 | $327.5 million |
| Individuals (other than high net worth individuals) | 582 | $240.2 million |
| Corporations or other businesses | 3 | $8.4 million |
| Charitable organizations | 2 | $936,430 |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $577 million | March 31, 2026 |
| December 1, 2025 | $533.3 million | March 31, 2025 |
Other advisers in Knoxville
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Tvamp, LLC | Knoxville | $1.19 billion | Not listed | adviserinfo.sec.gov |
| Pya Waltman Capital, LLC | Knoxville | $1.01 billion | Not listed | adviserinfo.sec.gov |
| Proffitt & Goodson Inc. | Knoxville | $797.7 million | Not listed | adviserinfo.sec.gov |
| WMG Financial Advisors, LLC | Knoxville | $693.8 million | Not listed | adviserinfo.sec.gov |
| Cogentblue | Knoxville | $606 million | Not listed | adviserinfo.sec.gov |
| Leading Edge Financial Planning LLC | Knoxville | $521.8 million | Not listed | adviserinfo.sec.gov |
| NBZ Investment Advisors, LLC | Knoxville | $431.2 million | Not listed | adviserinfo.sec.gov |
| Insight Strategic Wealth LLC | Knoxville | $401 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Knoxville, TN
- Investment advisers in Tennessee
- Advisers with $500 million to $1 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Brogan Financial on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.