Data / Investment advisers / California / Kestrel Investment Management Corp
Kestrel Investment Management Corp, San Mateo, CA: $180 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Kestrel Investment Management Corp is an SEC registered investment adviser with its main office in San Mateo, California and reports $180 million in regulatory assets under management in its Form ADV filed March 24, 2026. Its clients include pension and profit sharing plans, high net worth individuals and pooled investment vehicles. It is paid through a percentage of assets under management. It advises 1 private fund.
The request: Watch Kestrel Investment Management Corp (CRD number 106789): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 106789
- SEC file number
- 801-43351
- SEC status
- Approved, effective February 17, 1993
- Main office
- 411 Borel Avenue Suite 403, San Mateo, CA 94402
- Phone
- (650) 572-9450
- Website
- kestrelinvestment.com
- Regulatory AUM
- $179,964,874 in the Form ADV filed March 24, 2026
- Discretionary AUM
- $179,964,874
- Accounts
- 9
- Employees
- 7, of which 4 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management
- Private funds
- 1: 1 other private fund
- Gross assets of private funds
- $16,643,794
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 24, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Pension and profit sharing plans | 1 | $87.4 million |
| High net worth individuals | 6 | $59.5 million |
| Pooled investment vehicles | 1 | $16.6 million |
| Charitable organizations | 1 | $16.4 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $180 million | March 24, 2026 |
| December 1, 2025 | $185.6 million | March 25, 2025 |
Other advisers in San Mateo
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Catalyst Private Wealth, LLC | San Mateo | $370.4 million | Not listed | adviserinfo.sec.gov |
| Fall Line Capital, LLC | San Mateo | $332.5 million | 4 | adviserinfo.sec.gov |
| Emerson Equity LLC | San Mateo | $321.7 million | Not listed | adviserinfo.sec.gov |
| Savant Partners, LLC | San Mateo | $309.5 million | 11 | adviserinfo.sec.gov |
| Private Portfolios, Inc. | San Mateo | $293.5 million | Not listed | adviserinfo.sec.gov |
| International Asset Management | San Mateo | $173.1 million | Not listed | adviserinfo.sec.gov |
| Clear Retirement Advice LLC | San Mateo | $153.4 million | Not listed | adviserinfo.sec.gov |
| Bucher Wealth Advisors | San Mateo | $146.9 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in San Mateo, CA
- Investment advisers in California
- Advisers with $100 million to $500 million in AUM
- Advisers serving pension and profit sharing plans
- Advisers serving high net worth individuals
- Advisers that manage private funds
- Kestrel Investment Management Corp on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.