Data / Investment advisers / California / Fall Line Capital, LLC
Fall Line Capital, LLC, San Mateo, CA: $332 million AUM, SEC registered investment adviser
Fall Line Capital, LLC is an SEC registered investment adviser with its main office in San Mateo, California and reports $332 million in regulatory assets under management in its Form ADV filed April 29, 2026. Its clients include pooled investment vehicles. It is paid through a percentage of assets under management and performance based fees. It advises 4 private funds.
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- Registration
- SEC registered investment adviser
- CRD number
- 283625
- SEC file number
- 801-118696
- SEC status
- Approved, effective May 15, 2020
- Main office
- 411 Borel Avenue Suite 200, San Mateo, CA 94402
- Phone
- (650) 235-4032
- Website
- fall-line-capital.com
- Regulatory AUM
- $332,450,000 in the Form ADV filed April 29, 2026
- Discretionary AUM
- $332,450,000
- Accounts
- 4
- Employees
- 12, of which 10 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, performance based fees
- Private funds
- 4: 3 real estate funds, 1 venture capital fund
- Gross assets of private funds
- $237,804,000
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- April 29, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 4 | $332.5 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| May 1, 2026 | $332.5 million | April 29, 2026 |
| April 1, 2026 | $479 million | March 27, 2026 |
| December 1, 2025 | $518 million | March 18, 2025 |
Other advisers in San Mateo
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Newfront Retirement Services, Inc. | San Mateo | $1.04 billion | Not listed | adviserinfo.sec.gov |
| Tda Investment Group | San Mateo | $969.3 million | 1 | adviserinfo.sec.gov |
| Brickley Wealth Management | San Mateo | $950.1 million | Not listed | adviserinfo.sec.gov |
| Eso Management Services LLC | San Mateo | $410.6 million | 5 | adviserinfo.sec.gov |
| Catalyst Private Wealth, LLC | San Mateo | $370.4 million | Not listed | adviserinfo.sec.gov |
| Emerson Equity LLC | San Mateo | $321.7 million | Not listed | adviserinfo.sec.gov |
| Savant Partners, LLC | San Mateo | $309.5 million | 11 | adviserinfo.sec.gov |
| Private Portfolios, Inc. | San Mateo | $293.5 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in San Mateo, CA
- Investment advisers in California
- Advisers with $100 million to $500 million in AUM
- Advisers serving pooled investment vehicles
- Advisers that manage private funds
- Fall Line Capital, LLC on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.