Data / Investment advisers / California / Emerson Equity LLC
Emerson Equity LLC, San Mateo, CA: $322 million AUM, SEC registered investment adviser
Emerson Equity LLC is an SEC registered investment adviser with its main office in San Mateo, California and reports $322 million in regulatory assets under management in its Form ADV filed September 10, 2026. Its clients include individuals, high net worth individuals and corporations and other businesses. It is paid through a percentage of assets under management, hourly charges and fixed fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 130032
- SEC file number
- 801-120835
- SEC status
- Approved, effective April 16, 2021
- Main office
- 155 Bovet Road, Suite 725, San Mateo, CA 94402
- Phone
- (650) 312-0200
- Website
- emersonequity.com
- Regulatory AUM
- $321,704,653 in the Form ADV filed September 10, 2026
- Discretionary AUM
- $214,590,471
- Non discretionary AUM
- $107,114,182
- Accounts
- 682
- Employees
- 343, of which 84 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Other offices
- 9
- Form ADV Item 11 disclosures
- Reported: self-regulatory organization actions
- Latest Form ADV filing
- September 10, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Individuals (other than high net worth individuals) | 518 | $185.1 million |
| High net worth individuals | 102 | $129.4 million |
| Corporations or other businesses | Fewer than 5 | $4.1 million |
| Pension and profit sharing plans | Fewer than 5 | $3.1 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $321.7 million | March 31, 2026 |
| December 1, 2025 | $327.9 million | October 27, 2025 |
Other advisers in San Mateo
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Tda Investment Group | San Mateo | $969.3 million | 1 | adviserinfo.sec.gov |
| Brickley Wealth Management | San Mateo | $950.1 million | Not listed | adviserinfo.sec.gov |
| Eso Management Services LLC | San Mateo | $410.6 million | 5 | adviserinfo.sec.gov |
| Catalyst Private Wealth, LLC | San Mateo | $370.4 million | Not listed | adviserinfo.sec.gov |
| Fall Line Capital, LLC | San Mateo | $332.5 million | 4 | adviserinfo.sec.gov |
| Savant Partners, LLC | San Mateo | $309.5 million | 11 | adviserinfo.sec.gov |
| Private Portfolios, Inc. | San Mateo | $293.5 million | Not listed | adviserinfo.sec.gov |
| Kestrel Investment Management Corp | San Mateo | $180 million | 1 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in San Mateo, CA
- Investment advisers in California
- Advisers with $100 million to $500 million in AUM
- Advisers serving individuals
- Advisers serving high net worth individuals
- Emerson Equity LLC on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.