Data / Investment advisers / Wisconsin / Kerberrose Wealth Management, LLC
Kerberrose Wealth Management, LLC, Shawano, WI: $1.2 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Kerberrose Wealth Management, LLC is an SEC registered investment adviser with its main office in Shawano, Wisconsin and reports $1.2 billion in regulatory assets under management in its Form ADV filed September 9, 2026. Its clients include pension and profit sharing plans, high net worth individuals and individuals. It is paid through a percentage of assets under management, hourly charges and fixed fees.
The request: Watch Kerberrose Wealth Management, LLC (CRD number 168787): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 168787
- SEC file number
- 801-119492
- SEC status
- Approved, effective October 26, 2020
- Main office
- 115 E. 5th Street, Shawano, WI 54166
- Phone
- (715) 526-9400
- Regulatory AUM
- $1,155,164,256 in the Form ADV filed September 9, 2026
- Discretionary AUM
- $846,618,753
- Non discretionary AUM
- $308,545,503
- Accounts
- 3,345
- Employees
- 13, of which 13 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, fixed fees, commissions
- Other offices
- 6
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- September 9, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Pension and profit sharing plans | 164 | $490 million |
| High net worth individuals | 140 | $377.2 million |
| Individuals (other than high net worth individuals) | 1,414 | $216.4 million |
| State or municipal government entities | 28 | $44.2 million |
| Corporations or other businesses | 23 | $21.9 million |
| Charitable organizations | 16 | $5.3 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $1.16 billion | March 2, 2026 |
| December 1, 2025 | $909.8 million | July 31, 2025 |
Other advisers in Wisconsin
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| The Milwaukee Company | Thiensville | $1.35 billion | Not listed | adviserinfo.sec.gov |
| Capital Investment Services of America Inc | Milwaukee | $1.31 billion | Not listed | adviserinfo.sec.gov |
| Madison Partners | Madison | $1.30 billion | Not listed | adviserinfo.sec.gov |
| Associated Investment Services, Inc. | Green Bay | $1.17 billion | Not listed | adviserinfo.sec.gov |
| Oarsman Capital, Inc | Milwaukee | $1.17 billion | Not listed | adviserinfo.sec.gov |
| Canopy Wealth Management | Middleton | $1.15 billion | Not listed | adviserinfo.sec.gov |
| Goldstein Advisors, LLC | Madison | $1.08 billion | Not listed | adviserinfo.sec.gov |
| Spectrum Investment Advisors, Inc. | Mequon | $1.06 billion | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Wisconsin
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving pension and profit sharing plans
- Advisers serving high net worth individuals
- Kerberrose Wealth Management, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.