Data / Investment advisers / Wisconsin / Associated Investment Services, Inc.
Associated Investment Services, Inc., Green Bay, WI: $1.2 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Associated Investment Services, Inc. is an SEC registered investment adviser with its main office in Green Bay, Wisconsin and reports $1.2 billion in regulatory assets under management in its Form ADV filed October 1, 2026. Its clients include individuals, high net worth individuals and state and municipal governments. It is paid through a percentage of assets under management.
The request: Watch Associated Investment Services, Inc. (CRD number 1464): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 1464
- SEC file number
- 801-71639
- SEC status
- Approved, effective July 1, 2010
- Main office
- 433 Main Street, Green Bay, WI 54301
- Phone
- (800) 595-7722
- Website
- associatedbank.com
- Regulatory AUM
- $1,169,239,099 in the Form ADV filed October 1, 2026
- Non discretionary AUM
- $1,169,239,099
- Accounts
- 5,422
- Employees
- 60, of which 27 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management
- Other offices
- 35
- Form ADV Item 11 disclosures
- Reported: other federal, state or foreign regulatory actions, self-regulatory organization actions
- Latest Form ADV filing
- October 1, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Individuals (other than high net worth individuals) | 3,264 | $711.6 million |
| High net worth individuals | 577 | $452.6 million |
| State or municipal government entities | Fewer than 5 | $1.8 million |
| Charitable organizations | 5 | $1.7 million |
| Corporations or other businesses | 6 | $1.5 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $1.17 billion | March 30, 2026 |
| December 1, 2025 | $1.00 billion | September 24, 2025 |
Other advisers in Wisconsin
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Mason Wells, Inc. | Milwaukee | $1.42 billion | 4 | adviserinfo.sec.gov |
| Packerland Brokerage Services, Inc. | Green Bay | $1.36 billion | Not listed | adviserinfo.sec.gov |
| The Milwaukee Company | Thiensville | $1.35 billion | Not listed | adviserinfo.sec.gov |
| Capital Investment Services of America Inc | Milwaukee | $1.31 billion | Not listed | adviserinfo.sec.gov |
| Madison Partners | Madison | $1.30 billion | Not listed | adviserinfo.sec.gov |
| Oarsman Capital, Inc | Milwaukee | $1.17 billion | Not listed | adviserinfo.sec.gov |
| Kerberrose Wealth Management, LLC | Shawano | $1.16 billion | Not listed | adviserinfo.sec.gov |
| Canopy Wealth Management | Middleton | $1.15 billion | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Wisconsin
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving individuals
- Advisers serving high net worth individuals
- Associated Investment Services, Inc. on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.