Data / Investment advisers / Florida / Investment Advisory Group LLC
Investment Advisory Group LLC, Sarasota, FL: $1.2 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Investment Advisory Group LLC is an SEC registered investment adviser with its main office in Sarasota, Florida and reports $1.2 billion in regulatory assets under management in its Form ADV filed February 5, 2026. Its clients include high net worth individuals, individuals and charitable organizations. It is paid through a percentage of assets under management, hourly charges and fixed fees.
The request: Watch Investment Advisory Group LLC (CRD number 109445): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 109445
- SEC file number
- 801-56937
- SEC status
- Approved, effective December 3, 1999
- Legal name
- Investment Advisory Group, LLC
- Main office
- 1343 Main Street Suite 705-787, Sarasota, FL 34236
- Phone
- (781) 826-1235
- Website
- maritimewealthadvisors.com
- Regulatory AUM
- $1,217,000,000 in the Form ADV filed February 5, 2026
- Discretionary AUM
- $1,217,000,000
- Accounts
- 3,581
- Employees
- 10, of which 5 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Other offices
- 1
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- February 5, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 275 | $624.3 million |
| Individuals (other than high net worth individuals) | 1,267 | $591.4 million |
| Charitable organizations | Fewer than 5 | $1.3 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| March 2, 2026 | $1.22 billion | February 5, 2026 |
| December 1, 2025 | $994.4 million | June 27, 2025 |
Other advisers in Sarasota
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Eulav Asset Management | Sarasota | $3.70 billion | Not listed | adviserinfo.sec.gov |
| Cumberland Advisors | Sarasota | $3.22 billion | Not listed | adviserinfo.sec.gov |
| Aristotle Atlantic Partners, LLC | Sarasota | $2.22 billion | Not listed | adviserinfo.sec.gov |
| J. L. Bainbridge & Co., Inc. | Sarasota | $1.37 billion | Not listed | adviserinfo.sec.gov |
| Global Financial Private Client | Sarasota | $828.3 million | Not listed | adviserinfo.sec.gov |
| Walsh & Associates, LLC | Sarasota | $827.7 million | Not listed | adviserinfo.sec.gov |
| Truvestments Capital LLC | Sarasota | $660.8 million | 1 | adviserinfo.sec.gov |
| Tactive Advisors, LLC | Sarasota | $619 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Sarasota, FL
- Investment advisers in Florida
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Investment Advisory Group LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.