Data / Investment advisers / Florida / Walsh & Associates, LLC
Walsh & Associates, LLC, Sarasota, FL: $828 million AUM, SEC registered investment adviser
Walsh & Associates, LLC is an SEC registered investment adviser with its main office in Sarasota, Florida and reports $828 million in regulatory assets under management in its Form ADV filed March 10, 2026. Its clients include high net worth individuals, individuals and pension and profit sharing plans. It is paid through a percentage of assets under management and fixed fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 144441
- SEC file number
- 801-77605
- SEC status
- Approved, effective February 19, 2013
- Main office
- 2350 Fruitville Rd Suite 201, Sarasota, FL 34237
- Phone
- (941) 952-1188
- Regulatory AUM
- $827,707,540 in the Form ADV filed March 10, 2026
- Discretionary AUM
- $827,707,540
- Accounts
- 2,571
- Employees
- 15, of which 9 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, fixed fees
- Other offices
- 2
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 10, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 487 | $615.5 million |
| Individuals (other than high net worth individuals) | 820 | $191.8 million |
| Pension and profit sharing plans | 9 | $15.3 million |
| Corporations or other businesses | 5 | $4.2 million |
| Charitable organizations | 3 | $888,886 |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $827.7 million | March 10, 2026 |
| December 1, 2025 | $660.2 million | September 10, 2025 |
Other advisers in Sarasota
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Cumberland Advisors | Sarasota | $3.22 billion | Not listed | adviserinfo.sec.gov |
| Aristotle Atlantic Partners, LLC | Sarasota | $2.22 billion | Not listed | adviserinfo.sec.gov |
| J. L. Bainbridge & Co., Inc. | Sarasota | $1.37 billion | Not listed | adviserinfo.sec.gov |
| Investment Advisory Group LLC | Sarasota | $1.22 billion | Not listed | adviserinfo.sec.gov |
| Global Financial Private Client | Sarasota | $828.3 million | Not listed | adviserinfo.sec.gov |
| Truvestments Capital LLC | Sarasota | $660.8 million | 1 | adviserinfo.sec.gov |
| Tactive Advisors, LLC | Sarasota | $619 million | Not listed | adviserinfo.sec.gov |
| Compound Family Offices, LLC | Sarasota | $540.8 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Sarasota, FL
- Investment advisers in Florida
- Advisers with $500 million to $1 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Walsh & Associates, LLC on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.