Data / Investment advisers / Florida / Cumberland Advisors
Cumberland Advisors, Sarasota, FL: $3.2 billion AUM, SEC registered investment adviser
Cumberland Advisors is an SEC registered investment adviser with its main office in Sarasota, Florida and reports $3.2 billion in regulatory assets under management in its Form ADV filed February 2, 2026. Its clients include individuals, high net worth individuals and corporations and other businesses. It is paid through a percentage of assets under management, fixed fees and other fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 107964
- SEC file number
- 801-55344
- SEC status
- Approved, effective February 27, 1998
- Legal name
- Cumberland Advisors, LLC
- Main office
- 1 South School Avenue Suite 900, Sarasota, FL 34237
- Phone
- (800) 257-7013
- Website
- google.com
- Regulatory AUM
- $3,217,125,317 in the Form ADV filed February 2, 2026
- Discretionary AUM
- $3,208,374,185
- Non discretionary AUM
- $8,751,132
- Accounts
- 2,349
- Employees
- 36, of which 18 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, fixed fees, other fees
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- February 2, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Individuals (other than high net worth individuals) | 885 | $992.6 million |
| High net worth individuals | 206 | $718 million |
| Corporations or other businesses | 13 | $141.1 million |
| State or municipal government entities | 5 | $65.6 million |
| Charitable organizations | 11 | $65.4 million |
| Pension and profit sharing plans | 8 | $50.1 million |
| Insurance companies | 1 | $4.1 million |
| Pooled investment vehicles | 1 | $2.7 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| February 2, 2026 | $3.22 billion | January 28, 2026 |
| December 1, 2025 | $3.35 billion | April 11, 2025 |
Other advisers in Sarasota
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Eulav Asset Management | Sarasota | $3.70 billion | Not listed | adviserinfo.sec.gov |
| Aristotle Atlantic Partners, LLC | Sarasota | $2.22 billion | Not listed | adviserinfo.sec.gov |
| J. L. Bainbridge & Co., Inc. | Sarasota | $1.37 billion | Not listed | adviserinfo.sec.gov |
| Investment Advisory Group LLC | Sarasota | $1.22 billion | Not listed | adviserinfo.sec.gov |
| Global Financial Private Client | Sarasota | $828.3 million | Not listed | adviserinfo.sec.gov |
| Walsh & Associates, LLC | Sarasota | $827.7 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Sarasota, FL
- Investment advisers in Florida
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving individuals
- Advisers serving high net worth individuals
- Cumberland Advisors on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.