Data / Investment advisers / Missouri / Heritage Asset Management, LLC
Heritage Asset Management, LLC, Belton, MO: $155 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Heritage Asset Management, LLC is an SEC registered investment adviser with its main office in Belton, Missouri and reports $155 million in regulatory assets under management in its Form ADV filed January 29, 2026. Its clients include individuals, high net worth individuals and charitable organizations. It is paid through a percentage of assets under management, hourly charges and fixed fees.
The request: Watch Heritage Asset Management, LLC (CRD number 323344): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.
- Registration
- SEC registered investment adviser
- CRD number
- 323344
- SEC file number
- 801-126700
- SEC status
- Approved, effective October 7, 2022
- Main office
- 7926 E 171st Street, Belton, MO 64012
- Phone
- (816) 348-2060
- Website
- heritage-kc.com
- Regulatory AUM
- $155,000,000 in the Form ADV filed January 29, 2026
- Discretionary AUM
- $155,000,000
- Accounts
- 1,293
- Employees
- 2, of which 2 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- January 29, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Individuals (other than high net worth individuals) | 691 | $88.2 million |
| High net worth individuals | 55 | $65 million |
| Charitable organizations | 3 | $1.8 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| February 2, 2026 | $155 million | January 29, 2026 |
| December 1, 2025 | $130 million | October 17, 2025 |
Other advisers in Missouri
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Stewardship Capital | Independence | $168.4 million | Not listed | adviserinfo.sec.gov |
| Floyd Financial Group LLC | Springfield | $164.5 million | Not listed | adviserinfo.sec.gov |
| Risley Capital Management LLC | Ellisville | $163.4 million | Not listed | adviserinfo.sec.gov |
| Fidelis Financial Planning, LLC | Saint Charles | $160 million | Not listed | adviserinfo.sec.gov |
| Modern Dollar Planning, LLC | St. Louis | $159.1 million | Not listed | adviserinfo.sec.gov |
| Sonas Financial Group, Inc. | Kansas City | $149.8 million | Not listed | adviserinfo.sec.gov |
| Flyover Capital Partners, LLC | Kansas City | $147.6 million | 7 | adviserinfo.sec.gov |
| Essex Ridge Capital Group, LLC | St. Louis | $146.3 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Missouri
- Advisers with $100 million to $500 million in AUM
- Advisers serving individuals
- Advisers serving high net worth individuals
- Heritage Asset Management, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.