Data / Investment advisers / Missouri / Floyd Financial Group LLC
Floyd Financial Group LLC, Springfield, MO: $164 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Floyd Financial Group LLC is an SEC registered investment adviser with its main office in Springfield, Missouri and reports $164 million in regulatory assets under management in its Form ADV filed March 18, 2026. Its clients include individuals, high net worth individuals and corporations and other businesses. It is paid through a percentage of assets under management.
The request: Watch Floyd Financial Group LLC (CRD number 226773): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 226773
- SEC file number
- 801-129942
- SEC status
- Approved, effective April 22, 2024
- Main office
- 1304 W Battlefield Rd, Springfield, MO 65807
- Phone
- (417) 889-7233
- Regulatory AUM
- $164,475,000 in the Form ADV filed March 18, 2026
- Discretionary AUM
- $164,475,000
- Accounts
- 689
- Employees
- 5, of which 2 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 18, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Individuals (other than high net worth individuals) | 670 | $140.8 million |
| High net worth individuals | 16 | $23.2 million |
| Corporations or other businesses | 3 | $475,000 |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $164.5 million | March 18, 2026 |
| December 1, 2025 | $146.3 million | March 24, 2025 |
Other advisers in Missouri
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| RLB Financial | Springfield | $173.6 million | Not listed | adviserinfo.sec.gov |
| White Sand Wealth Management | Liberty | $172.4 million | Not listed | adviserinfo.sec.gov |
| Wilsquare Capital LLC | St. Louis | $171.2 million | 2 | adviserinfo.sec.gov |
| Toberman Becker Wealth, LLC | St. Louis | $170.8 million | Not listed | adviserinfo.sec.gov |
| Stewardship Capital | Independence | $168.4 million | Not listed | adviserinfo.sec.gov |
| Risley Capital Management LLC | Ellisville | $163.4 million | Not listed | adviserinfo.sec.gov |
| Fidelis Financial Planning, LLC | Saint Charles | $160 million | Not listed | adviserinfo.sec.gov |
| Modern Dollar Planning, LLC | St. Louis | $159.1 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Missouri
- Advisers with $100 million to $500 million in AUM
- Advisers serving individuals
- Advisers serving high net worth individuals
- Floyd Financial Group LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.