Data / Investment advisers / Missouri / Fidelis Financial Planning, LLC
Fidelis Financial Planning, LLC, Saint Charles, MO: $160 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Fidelis Financial Planning, LLC is an SEC registered investment adviser with its main office in Saint Charles, Missouri and reports $160 million in regulatory assets under management in its Form ADV filed April 16, 2026. Its clients include high net worth individuals and individuals. It is paid through a percentage of assets under management, hourly charges and fixed fees.
The request: Watch Fidelis Financial Planning, LLC (CRD number 141698): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 141698
- SEC file number
- 801-131701
- SEC status
- Approved, effective January 2, 2025
- Main office
- 42 Portwest Ct, Saint Charles, MO 63303
- Phone
- (636) 922-9252
- Regulatory AUM
- $160,000,000 in the Form ADV filed April 16, 2026
- Discretionary AUM
- $160,000,000
- Accounts
- 458
- Employees
- 2, of which 1 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Other offices
- 1
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- April 16, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 60 | $110 million |
| Individuals (other than high net worth individuals) | 89 | $50 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $160 million | March 27, 2026 |
| December 1, 2025 | $142 million | May 29, 2025 |
Other advisers in Missouri
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Wilsquare Capital LLC | St. Louis | $171.2 million | 2 | adviserinfo.sec.gov |
| Toberman Becker Wealth, LLC | St. Louis | $170.8 million | Not listed | adviserinfo.sec.gov |
| Stewardship Capital | Independence | $168.4 million | Not listed | adviserinfo.sec.gov |
| Floyd Financial Group LLC | Springfield | $164.5 million | Not listed | adviserinfo.sec.gov |
| Risley Capital Management LLC | Ellisville | $163.4 million | Not listed | adviserinfo.sec.gov |
| Modern Dollar Planning, LLC | St. Louis | $159.1 million | Not listed | adviserinfo.sec.gov |
| Heritage Asset Management, LLC | Belton | $155 million | Not listed | adviserinfo.sec.gov |
| Sonas Financial Group, Inc. | Kansas City | $149.8 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Missouri
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Fidelis Financial Planning, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.