Data / Investment advisers / Kansas / Fortune Financial Advisors, LLC
Fortune Financial Advisors, LLC, Overland Park, KS: $323 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Fortune Financial Advisors, LLC is an SEC registered investment adviser with its main office in Overland Park, Kansas and reports $323 million in regulatory assets under management in its Form ADV filed March 18, 2026. Its clients include high net worth individuals, corporations and other businesses and individuals. It is paid through a percentage of assets under management, hourly charges and fixed fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 145799
- SEC file number
- 801-78728
- SEC status
- Approved, effective November 14, 2013
- Main office
- 11600 College Blvd Suite 225, Overland Park, KS 66210
- Phone
- (913) 393-0038
- Website
- fortunefinancialadvisors.com
- Regulatory AUM
- $322,599,546 in the Form ADV filed March 18, 2026
- Discretionary AUM
- $313,394,860
- Non discretionary AUM
- $9,204,686
- Accounts
- 610
- Employees
- 6, of which 6 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 18, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 84 | $225.4 million |
| Corporations or other businesses | Fewer than 5 | $60.8 million |
| Individuals (other than high net worth individuals) | 122 | $36.4 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $322.6 million | March 18, 2026 |
| December 1, 2025 | $202.4 million | March 14, 2025 |
Other advisers in Overland Park
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Providence Financial Advisors, LLC | Overland Park | $428.1 million | Not listed | adviserinfo.sec.gov |
| Legacy Investment Partners, LLC | Overland Park | $403.1 million | Not listed | adviserinfo.sec.gov |
| MN Wealth Advisors, LLC | Overland Park | $394.2 million | Not listed | adviserinfo.sec.gov |
| S&A Financial Services, Inc. | Overland Park | $392.3 million | Not listed | adviserinfo.sec.gov |
| One Advisory Partners, LLC | Overland Park | $369.5 million | Not listed | adviserinfo.sec.gov |
| Windward Private Wealth Management Inc. | Overland Park | $309.6 million | Not listed | adviserinfo.sec.gov |
| Sound Stewardship, LLC | Overland Park | $284.6 million | Not listed | adviserinfo.sec.gov |
| Centerpoint Advisory Group, LLC | Overland Park | $276.3 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Overland Park, KS
- Investment advisers in Kansas
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving corporations and other businesses
- Fortune Financial Advisors, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.