Data / Investment advisers / Kansas / Providence Financial Advisors, LLC
Providence Financial Advisors, LLC, Overland Park, KS: $428 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Providence Financial Advisors, LLC is an SEC registered investment adviser with its main office in Overland Park, Kansas and reports $428 million in regulatory assets under management in its Form ADV filed February 27, 2026. Its clients include charitable organizations, high net worth individuals and individuals. It is paid through a percentage of assets under management, hourly charges and fixed fees.
The request: Watch Providence Financial Advisors, LLC (CRD number 124839): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 124839
- SEC file number
- 801-127183
- SEC status
- Approved, effective January 12, 2023
- Main office
- 6900 College Blvd., Suite 850, Overland Park, KS 66211
- Phone
- (913) 323-0535
- Website
- pfa-llc.com
- Regulatory AUM
- $428,133,436 in the Form ADV filed February 27, 2026
- Discretionary AUM
- $426,063,261
- Non discretionary AUM
- $2,070,175
- Accounts
- 559
- Employees
- 5, of which 4 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, fixed fees, other fees
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- February 27, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | 11 | $216.6 million |
| High net worth individuals | 58 | $147 million |
| Individuals (other than high net worth individuals) | 117 | $37.3 million |
| Other investment advisers | Fewer than 5 | $27.2 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| March 2, 2026 | $428.1 million | February 27, 2026 |
| December 1, 2025 | $544.5 million | March 3, 2025 |
Other advisers in Overland Park
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| PHD Retirement Consulting | Overland Park | $559.2 million | Not listed | adviserinfo.sec.gov |
| Searcy Financial Services, Inc. | Overland Park | $514 million | Not listed | adviserinfo.sec.gov |
| Postrock Partners LLC | Overland Park | $489.1 million | Not listed | adviserinfo.sec.gov |
| Yukon Wealth Management, Inc. | Overland Park | $467.4 million | Not listed | adviserinfo.sec.gov |
| Nova R Wealth, Inc. | Overland Park | $452.6 million | Not listed | adviserinfo.sec.gov |
| Legacy Investment Partners, LLC | Overland Park | $403.1 million | Not listed | adviserinfo.sec.gov |
| MN Wealth Advisors, LLC | Overland Park | $394.2 million | Not listed | adviserinfo.sec.gov |
| S&A Financial Services, Inc. | Overland Park | $392.3 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Overland Park, KS
- Investment advisers in Kansas
- Advisers with $100 million to $500 million in AUM
- Advisers serving charitable organizations
- Advisers serving high net worth individuals
- Providence Financial Advisors, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.