Data / Investment advisers / Kansas / Windward Private Wealth Management Inc.
Windward Private Wealth Management Inc., Overland Park, KS: $310 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Windward Private Wealth Management Inc. is an SEC registered investment adviser with its main office in Overland Park, Kansas and reports $310 million in regulatory assets under management in its Form ADV filed March 27, 2026. Its clients include high net worth individuals, individuals and pension and profit sharing plans. It is paid through a percentage of assets under management and fixed fees.
The request: Watch Windward Private Wealth Management Inc. (CRD number 113761): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 113761
- SEC file number
- 801-79647
- SEC status
- Approved, effective May 12, 2014
- Main office
- 10955 Lowell Avenue Suite 410, Overland Park, KS 66210
- Phone
- (913) 381-7411
- Website
- windwardfp.com
- Regulatory AUM
- $309,587,600 in the Form ADV filed March 27, 2026
- Discretionary AUM
- $308,289,753
- Non discretionary AUM
- $1,297,847
- Accounts
- 949
- Employees
- 9, of which 6 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, fixed fees
- Other offices
- 7
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 27, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 97 | $235.7 million |
| Individuals (other than high net worth individuals) | 129 | $68.4 million |
| Pension and profit sharing plans | Fewer than 5 | $4.6 million |
| Charitable organizations | 9 | $891,212 |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $309.6 million | March 27, 2026 |
| December 1, 2025 | $273.8 million | August 27, 2025 |
Other advisers in Overland Park
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Legacy Investment Partners, LLC | Overland Park | $403.1 million | Not listed | adviserinfo.sec.gov |
| MN Wealth Advisors, LLC | Overland Park | $394.2 million | Not listed | adviserinfo.sec.gov |
| S&A Financial Services, Inc. | Overland Park | $392.3 million | Not listed | adviserinfo.sec.gov |
| One Advisory Partners, LLC | Overland Park | $369.5 million | Not listed | adviserinfo.sec.gov |
| Fortune Financial Advisors, LLC | Overland Park | $322.6 million | Not listed | adviserinfo.sec.gov |
| Sound Stewardship, LLC | Overland Park | $284.6 million | Not listed | adviserinfo.sec.gov |
| Centerpoint Advisory Group, LLC | Overland Park | $276.3 million | Not listed | adviserinfo.sec.gov |
| Storyone Family Office | Overland Park | $259.4 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Overland Park, KS
- Investment advisers in Kansas
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Windward Private Wealth Management Inc. on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.