Data / Investment advisers / California / Fonte Financial Advisors
Fonte Financial Advisors, Carlsbad, CA: $158 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Fonte Financial Advisors is an SEC registered investment adviser with its main office in Carlsbad, California and reports $158 million in regulatory assets under management in its Form ADV filed October 29, 2026. Its clients include high net worth individuals, individuals and business development companies. It is paid through a percentage of assets under management and hourly charges.
The request: Watch Fonte Financial Advisors (CRD number 311162): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 311162
- SEC file number
- 801-120581
- SEC status
- Approved, effective March 22, 2021
- Legal name
- RG Financial, LLC
- Main office
- 703 Palomar Airport Road Suite 240, Carlsbad, CA 92011
- Phone
- (858) 800-4176
- Website
- fontefinancial.org
- Regulatory AUM
- $158,090,464 in the Form ADV filed October 29, 2026
- Discretionary AUM
- $157,498,285
- Non discretionary AUM
- $592,179
- Accounts
- 461
- Employees
- 2, of which 1 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges
- Other offices
- 1
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- October 29, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 76 | $141.1 million |
| Individuals (other than high net worth individuals) | 59 | $17 million |
| Business development companies | 1 | $1,422 |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $158.1 million | March 31, 2026 |
| December 1, 2025 | $151.6 million | November 24, 2025 |
Other advisers in Carlsbad
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Vistica Wealth Advisors, LLC | Carlsbad | $260.1 million | Not listed | adviserinfo.sec.gov |
| Anchor Bay Capital, Inc. | Carlsbad | $247.1 million | Not listed | adviserinfo.sec.gov |
| Carlsbad Wealth Advisory Group, Inc. | Carlsbad | $237.6 million | Not listed | adviserinfo.sec.gov |
| MH & Associates Securities Management Corporation | Carlsbad | $200.2 million | Not listed | adviserinfo.sec.gov |
| Frank Financial Advisors | Carlsbad | $188.2 million | Not listed | adviserinfo.sec.gov |
| Cornerstone Wealth Advisors, Inc. | Carlsbad | $145.6 million | Not listed | adviserinfo.sec.gov |
| Wealthrise Financial Planning, LLC | Carlsbad | $136 million | Not listed | adviserinfo.sec.gov |
| Wealth Compass Financial, Inc. | Carlsbad | $115.4 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Carlsbad, CA
- Investment advisers in California
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Fonte Financial Advisors on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.