Data / Investment advisers / California / Wealthrise Financial Planning, LLC
Wealthrise Financial Planning, LLC, Carlsbad, CA: $136 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Wealthrise Financial Planning, LLC is an SEC registered investment adviser with its main office in Carlsbad, California and reports $136 million in regulatory assets under management in its Form ADV filed March 27, 2026. Its clients include high net worth individuals and individuals. It is paid through a percentage of assets under management and hourly charges.
The request: Watch Wealthrise Financial Planning, LLC (CRD number 283764): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 283764
- SEC file number
- 801-134557
- SEC status
- Approved, effective December 12, 2025
- Main office
- 5938 Priestly Dr., Suite 103, Carlsbad, CA 92008
- Phone
- (760) 508-0368
- Regulatory AUM
- $136,033,057 in the Form ADV filed March 27, 2026
- Discretionary AUM
- $136,033,057
- Accounts
- 341
- Employees
- 2, of which 2 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges
- Other offices
- 1
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 27, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 56 | $118.2 million |
| Individuals (other than high net worth individuals) | 42 | $17.8 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $136 million | March 27, 2026 |
| January 2, 2026 | $124.2 million | December 12, 2025 |
Other advisers in Carlsbad
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Carlsbad Wealth Advisory Group, Inc. | Carlsbad | $237.6 million | Not listed | adviserinfo.sec.gov |
| MH & Associates Securities Management Corporation | Carlsbad | $200.2 million | Not listed | adviserinfo.sec.gov |
| Frank Financial Advisors | Carlsbad | $188.2 million | Not listed | adviserinfo.sec.gov |
| Fonte Financial Advisors | Carlsbad | $158.1 million | Not listed | adviserinfo.sec.gov |
| Cornerstone Wealth Advisors, Inc. | Carlsbad | $145.6 million | Not listed | adviserinfo.sec.gov |
| Wealth Compass Financial, Inc. | Carlsbad | $115.4 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Carlsbad, CA
- Investment advisers in California
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Wealthrise Financial Planning, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.